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Transportation Planning and Policy - SLIDES
1.
Copyright © 1998-2021,
Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University, Hempstead, NY, 11549 USA. Jean-Paul.Rodrigue@hofstra.edu You may use the figures within for educational purposes only. No modification or redistribution permitted. For more information: https://transportgeography.org/ Transport Planning and Policy CHAPTER 9 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
2.
Usage Conditions • DO
NOT COPY, TRANSLATE OR REDISTRIBUTE THIS DOCUMENT. • The contents of this document can be freely used for personal or classroom use ONLY. • Although the material contained in this document is freely available, it is not public domain. Its contents, in whole or in part (including graphics and datasets), cannot be copied and published in ANY form (printed or electronic) without consent. • If you have accessed this document through a third party (such as a content farm), keep in mind that this party is illegally redistributing this content. Please refer to the true source (https://transportgeography.org/) instead of the third party. • Permission to use any graphic material herein in any form of publication, such as an article, a book or a conference presentation, on any media must be requested prior to use. • Information cited from this document should be referred as: Rodrigue, J-P et al. (2018) The Geography of Transport Systems, Hofstra University, Department of Global Studies & Geography, https://transportgeography.org/. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
3.
Table of Contents •
The Nature of Transport Policy • Transport Planning and Governance • Transport Safety and Security • Transportation and Disasters Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
4.
The Nature of
Transport Policy Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
5.
Main Involvement Sectors
for Public Policy Sector Categories Regulatory Policy Financial regulation; Antitrust laws and regulations; Effective legal enforcement; Product liability laws; Tort law; Ease of doing business Infrastructure Policy Water; Transportation; Electric; PPP; Broad investment support Labor Policy Wages; Benefits; Labor unions; Workplace safety; Discrimination; Severance; Worker rights Science & Technology Intellectual property; Information security; Technology transfers; Investment & support Economic Development Export-import bank; Export incentives/restrictions; Strategic industries; Small & medium-sized enterprises; Special economic zones Energy & Environmental Policy Conventional energy; Alternative energy; Energy efficiency; Energy security; Environmental regulation and compliance Tax Policy Corporate taxes; Individual taxes; Dividend and capital gains taxes; Tax incentives; Value-added taxes; Offshore taxes Trade Policy Trade agreements; Tariffs, taxes, quotas & duties, Single window trade system Education, Talent & Innovation Investment/support for science; Visas and immigration; Labor retention; Training; Certification Healthcare Access to healthcare Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
6.
Transport Regulations Economic Regulations
Safety Regulations Environmental Regulations • Investments in transportation infrastructure (modal and intermodal). • Control of routes, ports of entry, pricing, scheduling. • Level of ownership and competition. • Safety and operation regulations (speed and design). • Labor regulations (work hours). • Security (passengers and cargo). • Transportation of hazardous materials (HAZMAT). • Pollutant emissions. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
7.
Some Legislations in
the Deregulation of Transport in the United States and Canada Year Country Legislation 1967 Canada National Transportation Act 1977 USA Air Cargo Deregulation Act 1978 USA Aviation Deregulation Act 1980 USA Staggers Act; Motor Carrier Act 1982 USA Bus Regulatory Reform Act 1984 USA Ocean Shipping Act 1987 Canada National Transportation Act; Shipping Conference Exemption Act; Motor Vehicle Transport Act 1991 USA Intermodal Surface Transportation Efficiency Act 1995 USA Interstate Commerce Commission Termination Act 1996 Canada Canada Transportation Act 1998 USA Ocean Shipping Reform Act 1998 Canada Canada Marine Act 2001 Canada Canada Shipping Act Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
8.
Main Transport Policy
Instruments Public Ownership • Full or partial (PPP) ownership of transportation modes (e.g. public transit) or assets (e.g. roads and bridges). Subsidies & Taxation • Funding for transport infrastructure and modes. • Taxation on fuel and transactions. Regulatory Control • Technical standards for transport modes and assets. • Entry and competing conditions. Research & Development • Funding research improving the technical, economic and environmental performance of transportation. Labor Regulations • Standards such as certification, working conditions and compensation and benefits in the transport sector. Safety & Standards • Operational standards for transport modes and assets such as speed and weight limits. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
9.
Regulations over Freight
Transport Operations Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Vehicles Facilities Goods Labor Finance • Registration • Weight and size restrictions • Emission standards • Zoning and permissible locations • Technical standards • Certification • Working conditions • Compensation and benefits • Perishable goods (sanitary standards) • Dangerous goods (safety standards) • Insurance requirements and liability • Financing sources and conditions
10.
Rationale of Transport
Privatization Favoring Privatization Impairing Privatization • Improve efficiency and performance of transport assets. • New and additional financial resources for development and maintenance. • Strengthen entrepreneurial and managerial capacity. • Relieve public financial and administrative burden. • Eliminate or minimize bureaucratic and political influence over transport management and operation. • Reduce the power of public sector unions. • Loss of public service or social functions of transport. • Potential higher tolls or fares. • Public monopoly turned into a private monopoly. • Poorer coordination of investments and operations. • Discriminatory treatment of transport users. • Requirement of expensive improvement of transport assets prior to privatization. • Loss of public land. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
11.
The Jones Act
and International Maritime Markets Issue Jones Act Market International Market Vessel ownership US nationality Any (large shipping companies) Vessel registration USA Any (flags of convenience) Shipyard US located Any (mainly Asia) Vessel crew US citizens Any (developing countries) Vessel type Mostly coastal and river Mostly deepsea Vessel trading privilege Cabotage within USA International shipments Legal jurisdiction US federal courts Country of registry Taxation US corporate taxation system Mostly offshore Barriers to entry Very high Low Competition Statutory protection against foreign players Intensive / Oligopolistic Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
12.
Shift in Public
Transport Policy Perspective Modes Conventional Emerging Independent Modes Intermodal Systems Scale Local Economies Regional / Global Economies Jurisdiction Independent Jurisdictions (“turf wars”) Coalitions / Consensus Provision Build (infrastructure provision) Manage (optimization of existing resources) Funding Publicly Funded Public / Private partnerships Revenue Users (public subsidy) Customers (revenue generation) Framework Plan (regulations; compliance) Market (deregulations; price signals) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
13.
Shifts in the
Intermodal Transport Industry Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Geographical and functional diffusion of containerization. Massive investments. Rationalisation (corridors and sites). New standards, practices and technologies. Increasing returns. Revolution Growth Maturity Incremental changes. Decreasing returns. Evolution Consolidation (maritime, rail and trucking). Emergence of large operators. Deregulation PPP. Supply chain control. Added- value-capture. Governance
14.
Common Problems Linked
with Government Intervention Bureaucracy Regulatory reflex. Heavy administrative burden. Slow to respond, adapt and change. Irresponsibility Limited accountability for wrong policies. The blaming game. Misallocations Accumulation (diversion) of scarce capital in non-productive assets. “Pork barrel” politics. Parasitical stance on the productive economy. Corruption Using public power to regulate, coerce and confiscate. Privileging politically connected firms. Regulating competition out to protect special interests. “Magic wand” syndrome Belief that any problem can be fixed by an appropriate government policy and intervention. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
15.
Logistics Policy Bottlenecks Copyright
© 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Capacity Bottlenecks Operational Bottlenecks Institutional Bottlenecks Skills Bottlenecks Lack of terminal or connector capacity. Lack or absence of intermodal options. Lack of logistical services. Lack of logistical performance (cost, time and reliability). Lack of managerial capabilities. Lack of qualified labor. Lack of training programs. Lack of clear mandate and jurisdiction. Lack of coordination and cooperation.
16.
Coordination and Implementation
of National Logistics Policies: Improving Trade Facilitation Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. A C D Customs and cross-border management • Faster customs clearance and improved time performance of supply chains. • Improving supply chain security, such as with the use of scanning technologies. • Cross-border agreements to develop cross-border logistics (land border). Trusted trader program • Reduction in the number of inspections for imported cargo and faster clearance. • Exemptions from random non-intrusive inspections. • Improved level of service for customs. B A B Free zones (Foreign trade zones) • Promotion of exports. • Flexibility in the use of national customs regulations. • Attract internationally focused logistics activities. C Customs corridors • Better integration between major gateways such as ports and airports. • Additional flexibility in supply chain management. D Port of entry Port of entry
17.
Coordination and Implementation
of National Logistics Policies: Improving the Global Interface of Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. A C National gateways • Improve the capacity and throughput of ports or airports (new or existing facilities). • Identify and coordinate transport infrastructure investment in gateway area. • Facilitate modal shift and effective inland freight distribution. Concessioning • Improve the productivity of terminal operations. • Better connectivity to global maritime shipping. • Use and coordinate regional transportation more effectively. A B Privatization • Improve the efficiency of the privatized firms. • Enables the entry of new providers. • Increase competitiveness. C Corridors and connectors development • Improve key capacity bottlenecks. • Coordinate the operations and investments of various stakeholders. • Improve hinterland transport capacity, efficiency, and reliability. • Facilitate better asset utilization and modal shift. D Gateway B Corridor D D
18.
Coordination and Implementation
of National Logistics Policies: Providing a Land Base for Logistics Infrastructure and Activities Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Port-centric logistics zone • Uses port real estate more effectively. • Facilitates imports and exports (direct access to port terminal). • Reduces local congestion. Inland / dry port • Promotes modal shift (if connected by rail or barge). • Reduces port congestion (relocation of some port activities). • Facilitates economies of scale in inland distribution (corridors). • Lowers last mile transport costs (co-location). A B Logistics park / zone • Achieves economies of agglomeration for freight activities. • Lowers operational costs (e.g. joint infrastructures and utilities). • Promotes the setting of logistics services firms. C Inland container depot • Ensures availability of containers for exporters. • Reduces port congestion. • Lowers drayage costs. D Port Corridor D B C Inland terminal A
19.
Coordination and Implementation
of National Logistics Policies: Developing Logistics Capabilities Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Research centres • Identify trends, gaps and opportunities. • Provide innovations suitable for the national market. • Train researchers, consultants and managers. • Collaborate with logistics firms. Logistics firms incubator • Develop entrepreneurial capabilities, particularly for new firms. • Improve the provision of specialized logistics services, such as 3PLs and 4PLs. • Improve the competitiveness of the logistics market. A B Labor training and certification • Provide a labor pool to address expected demand. • Increases labor productivity. • Develops diversified skills. • Attracts logistics firms. C B C A
20.
Coordination and Implementation
of National Logistics Policies: Digitalization Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Port community system • Promotes competitiveness in port-related services. • Promotes coordination between freight actors to improve port area efficiency. • Improves the tracking of freight and transport assets. Logistics observatory • Collects information about logistics activities. • Reports key performance indicators benchmarking the industry. • Assesses the effectiveness of logistics policies. A B Freight portal • Improves the interactions between the providers and consumers of logistics services. • Promotes a better usage of transport assets and facilities. • Enables the participation of small and medium-sized firms. C B C A
21.
Coordination and Implementation
of National Logistics Policies: Developing Niche Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Cold chain logistics • Promotes high-value reefers exports of perishables on global markets. • Ensures higher quality exports and less waste. Transloading facility / Platform • Promotes specialized commodity exports. • Expand market opportunities for small and medium-sized producers. A B Green logistics / decarbonization • Improve environmental impacts of logistics. • Certified carriers (less emissions; energy efficiency). • Certified distribution facilities (energy efficiency; lower footprint). • Reduces material losses and carbon emissions. C Reverse logistics • Improves efficient recovery of recycled materials. • Develop and expand the national recycling industry. • Help meet sustainability goals. D D B C A
22.
Coordination and Implementation
of National Logistics Policies: Improving Last Mile Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Urban freight facilities • Promotes consolidation, sorting and deconsolidation in high density urban areas. • Improves efficiency (time and energy) of urban deliveries. • Supports the development of ecommerce. Modal adaptation • Reduces congestion and energy consumption. • Reduces disruptions on local communities. A B Rationalization of deliveries • Improves use of existing transport assets. • Matches trip sequences (deliveries and pickups). • Reduces congestion. C B C A
23.
Transport Planning and Governance Copyright
© 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
24.
Generic Planning Process 1 •
Problem Statement, Vision and Goals • Safety, health, mobility, equity, economic development 2 • Objectives • Improve safety, improve roadway and trail facilities, increase non-motorized travel 3 • Evaluation Criteria • Accident / injury rates, Bicycle Compatibility Index, non-motorized travel rate 4 • Program Evaluation • Did program achieve its stated objectives? What is the program’s acceptance? What are its costs and benefits? Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
25.
Copyright © 1998-2021,
Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
26.
Market Distortions Impacting
the Automobile Nature Description Potential Reform Consumer Options and Information Markets often offer limited alternatives to automobile transportation and automobile- oriented location. Recognize the value of alternative modes and more accessible development in planning decisions. Underpricing Many motor vehicle costs are fixed or external. As much as feasible, convert fixed costs to variable charges and charge motorists directly for the costs they impose. Transport Planning Practices Transportation planning and investment practices favor automobile oriented improvements, even when other solutions are more cost effective. Apply least-cost planning so alternative modes and management strategies are funded if they are the most cost effective way to improve transport. Land Use Policies Current land use planning policies encourage lower-density, automobile-oriented development. Apply smart growth policy reforms that support more multi-modal, accessible land use development. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
27.
Transport Planning (under
construction) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
28.
Types of Land
Use Zoning Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. ▪ A zone for each type of land use. ▪ Land use zones subject to different regulations. Commercial Administrative Residential Industrial Green space ▪ Focuses on physical characteristics. ▪ Defined as a form of urban identity. Downtown Uptown East Side Historical district Manufacturing district ▪ Sets land use intensity restrictions. ▪ Flexibility in forms and functions of land use developments. High density Average density Low density No development ▪ Rewards for development in defined areas. ▪ Incite the provision of amenities. Incentives No incentives © GTS Functional Zoning Form-Based Zoning Intensity Zoning Incentive Zoning
29.
Integration of Urban
Transportation Modes Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Inner-city pedestrian area Parking area Main transit line Secondary ring road Primary ring road Highway Suburban development corridor Passenger terminal
30.
U.S. Traffic Fatalities,
1960-2010 0 1 2 3 4 5 6 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010 Fatalities Per 100 Million Vehicle Miles Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
31.
Regulation of Freight
Transportation in the United States Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
32.
Public / Private
Partnership Options Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Design Bid Build Private Contract Fee Service Design Build Build Operate Transfer (BOT) Design Build Finance Operate (DBFO) Build Own Operate (BOO) CONVENTIONAL EMERGING PUBLIC RESPONSIBILITY PRIVATE RESPONSIBILITY
33.
• Service Contracts:
Contracting services or outsourcing refers to delegation of non-core operations from public sector to a private entity that specializes in operation, maintenance or management of that activity. • Management Contracts: Airport owners can contract out management and operation of parking facilities, terminal concessions, terminal operations, reliever airports or their entire airport system to private operators. Management contracts for parking operations are particularly prevalent. • Developer Financing and Operation: There is a wide variety of developer financing and operation employed, including passenger terminals, parking garages, rental car facilities, fuel systems, cargo facilities, general aviation facilities, and other major facilities. Private sector can provide full-scale development, operation, and maintenance services and sometimes financing under long-term leases or concessions. • Long-term lease (or concession agreement): airport owner grants full management and development control to private operator in return for operator undertaking capital improvements and other obligations (e.g., up-front payment, responsibility for outstanding debt, capital improvements). • Sale: Airport is transferred on a freehold basis with requirement that it continue to be used for airport purposes. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
34.
Risk Transfer and
Private Sector Involvement in Public-Private Partnerships Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Design - Build Degree of Private Sector Involvement Degree of Private Sector Risk Operation & Maintenance Build-Finance Design-Build-Finance-Maintain D-B-F-M-Operate Concession Privatization PPP Models
35.
Government owned/operated (US,
Spain, Singapore, Finland, Sweden) Government owned, privately operated4 (US (via contracts), Chile, Hamilton {Canada?}) Major airports which have public-private partnerships in the form of BOO, BOTand management contract variants, such as in India Independent not-for-profit corporations(Canada) Fully private for-profit via IPO (Initial Public Offering) with stock widely held (originally BAA) Fully private for-profit via trade sale with share ownership tightly held (Australia, New Zealand). Partially private for-profit with private controlling interest (Denmark, Austria, Switzerland) Partially private for-profit with government controlling interest (Hamburg Germany, France, China, Kansai Japan Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
36.
Transport Safety and
Security Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
37.
Classification of Dangerous
Goods Class Subclass 1 (Explosives) 1.1 - Explosives with a mass explosion hazard (nitroglycerin, dynamite) 1.2 - Explosives with a blast/projection hazard 1.3 - Explosives with a minor blast hazard (rocket propellant, display fireworks) 1.4 - Explosives with a major fire hazard (consumer fireworks, ammunition) 1.5 - Blasting agents 1.6 - Extremely insensitive explosives 2 (Gases) 2.1 - Flammable gas (acetylene, hydrogen). 2.2 - Non-flammable gases (nitrogen, neon). 2.3 - Poisonous gases (fluorine, chlorine) 3 (Flammable liquids) (fuel oil, gasoline) 4 (Flammable solids) 4.1 - Flammable solids (nitrocellulose, magnesium) 4.2 - Spontaneously combustible solids (aluminum alkyls, white phosphorus) 4.3 - Dangerous when wet (sodium, calcium, potassium) 5 (Oxidizing agents and organic Peroxides) 5.1 - Oxidizing agent (calcium hypochlorite, ammonium nitrate, hydrogen peroxide) 5.2 - Organic peroxide oxidizing agent (benzoyl peroxides, cumene hydroperoxide) 6 (Toxic and infectious substances) 6.1 - Poison (potassium cyanide, pesticides) 6.2 - Biohazard (virus cultures, used intravenous needles) 7 (Radioactive) (uranium, plutonium) 8 (Corrosive) 8.1 - Acids (sulfuric acid, hydrochloric acid) 8.2 - Alkalis (potassium hydroxide, sodium hydroxide) 9 (Miscellaneous) (asbestos, air-bag inflators, dry ice) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
38.
Worldwide Attacks Inside
an Aircraft by Type, 1970-2009 0 20 40 60 80 100 120 1970s 1980s 1990s 2000s Number of Attacks Other Hijack-Crash Cargo Bomb Bomb Hijacks Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
39.
Air Transportation Security
Costs 28% 2% 5% 20% 6% 1% 38% Passenger operations Cargo operations Airport Aircraft Employee Catering / stores Miscellaneous Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
40.
Number of Yearly
Fatalities due to Air Transport Crashes, 1918-2019 0 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 0 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 5,000 Billions of passengers-km Deaths Deaths Billions of passengers-km Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
41.
Thefts by Type
of Cargo and Location, United States, 2016 6% 11% 13% 10% 5% 8% 20% 14% 7% 1% 4% Thefts Alcohol Auto / Parts Building / Industrial Clothing / Shoes Consumer Care Products Electronics Food / Beverages Home / Garden Miscellaneous Pharmaceuticals Tobacco Metals 29% 7% 5% 21% 25% 5% 1% 7% Locations Truck Stops Public Access Parking Roasides Unsecured Terminals / Lots Secured Parking Fictitious Pickup Driver Theft Other Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
42.
Global Maritime Piracy,
2008-2009 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
43.
Transport Security Dimensions Contents
• Contents consistent with the bill of lading or list of passengers. • May involve direct or remote inspection. • Cross-referencing with manifest. Integrity • Contents remain unchanged from origin to destination. • Detect unauthorized access. • Any change monitored and recorded (locks, alarms or sensors). Route • No deviation from the scheduled route. • Cargo or passengers remain within secure modes and locations (terminals and distribution centers). Information • Authenticated and verifiable information about cargo or passengers. • Information cannot read or modified without credentials. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
44.
Transport Security Measures Procedural Physical Labor Information •
Access to modes and facilities recorded. • Insuring security operations along the transport chain (monitoring and inspections). • Secure facilities (terminals, distribution centers) and conveyances (modes). • Security equipment (scanners, CCTV). • Identification for access. • Labor subject to screening and background checks. • Protection of the integrity of information. • Tiers for information access. • Secure transactions. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
45.
Post-9/11 Legislations Relevant
to Maritime Transportation System Security Legislation Purpose Aviation and Transportation Security Act (2001) Gave the federal government broad authority in transportation security for all modes. Maritime Transportation Security Act (2002) Required the U.S. Department of Homeland Security to create the National Maritime Security Plan. Outlines the coordinated action and incident-response plans between federal, state, and local governments to respond to security incidents involving maritime assets and infrastructure. Establishment of transportation worker identification cards, maritime safety and security teams, port security grants, and enhancements to maritime intelligence and matters dealing with foreign ports and international cooperation. Critical Infrastructure Information Act (2002) Created the framework that allows private-sector entities and others to voluntarily submit information regarding critical infrastructure/key resources in their possession to the U.S. Department of Homeland Security, with the assurance that this information will not be publicly available. The Intelligence Reform and Terrorism Prevention Act (2004) Required the development of the National Strategy for Transportation Security. This strategy is a classified document, but it is known that this document provides the framework for the federal government, working with state, local, and tribal governments and private industry, to secure the national transportation system and to prepare to respond to terrorist threats or attacks to transportation infrastructure. Security and Accountability for Every Port Act (2006) Required the secretary of homeland security, in coordination with relevant federal, state, local, and tribal government authorities and the private sector and international community, to develop and implement a strategic plan to “enhance the security of the international supply chain.” Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
46.
Maritime Security Initiatives
Implemented by the United States or the European Union Initiative Type Year Description Automated Targeting System (ATS) Cargo screening 1999 Weighted model applied to inbound cargo manifests to assign risk factors. Customs-Trade Partnership Against Terrorism (C-TPAT) Certification 2001 Transferring some of the Customs responsibilities to importers and exporters to reinforce overall security levels. Benefits include reduced likelihood that containers of participating firms will be examined. Container Security Initiative (CSI) Cargo tracking and screening 2002 Increasing security related to ocean going containers by targeting and screening high risk containers bound for the US in a foreign port before they are loaded. Megaports initiative Cargo tracking and screening 2003 Installation of radiation detection equipment in key foreign ports. Reducing the illicit trafficking of nuclear and other radiological materials. 24 hour rule Advance cargo information 2003 Implementing the cargo-related information at least 24 hours before a container is loaded aboard the vessel at the last foreign port. Standards to Secure and Facilitate Global Trade (SAFE) Certification 2005 Implementing C-TPAT and CSI security practices with foreign trade partners. EU Authorized Economic Operator (AEO) Certification 2008 Identifying reliable traders and providing them with trade facilitation measures. Importer Security Filling and Additional Carrier Requirements (ISF, 10+2) Advance cargo information 2009 Implementing the collection of cargo-related information by requiring information from both the importer (10 information elements) and the carrier (2 information elements) to be transmitted at least 24 hours before the goods are loaded. EU Pre-arrival and Pre-departure Advance cargo information 2009 Advance information on goods brought into, or exported from the Customs territory of the EU (perimeter). 100% scanning Cargo screening 2012 Non-intrusive inspection of 100% of all inbound cargo containers. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
47.
Transportation, Disruptions and Resilience Copyright
© 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
48.
Risks in Global
Supply Chains Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Supply Risks Demand Risks Operational Risks Natural disasters Extreme weather Pandemic Political instability Trade restrictions Terrorism Corruption Theft and illicit trade Piracy Demand shocks Price volatility Border delays Currency fluctuations Energy shortages ICT disruptions Infrastructure failures Environmental Geopolitical Economic Technological Uncontrollable Influenceable Controllable High (>30%) Average (15-30%) Low (<15%) Probability Mitigation FACTORS RISKS
49.
Types of Supply
Chain Risks and Their Resilience Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Concentration Substitution Interconnectivity Depth Visibility Dependence LOW HIGH HIGH LIMITED LOW HIGH SHALOW DEEP HIGH LOW LOW HIGH High Resilience Low Resilience High Resilience Low Resilience Geography and density of suppliers Capacity to find another supplier Suppliers interdependent Number of supplier tiers Ability to trace suppliers Reliance on a single supplier Synchronization LOW HIGH Frequency and volume of deliveries Inventory LOW HIGH Inventory level and supply chain buffer
50.
Types of Transportation
Networks and Vulnerabilities Air Networks Maritime Networks Logistical Networks Nodal hierarchy (hub-and-spoke) Road Networks Rail Networks Power Grids Hierarchical meshes Linear nodal hierarchy Circuitous nodal hierarchy Sequential multi-nodal hierarchy Sequential linear hierarchy Parts Assembly Distribution Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
51.
Resilience of Transportation
Systems Time Operational Level Disruption Impact Recovery Resilience Forms of Resilience Efficient Resilient Network Supply Chain Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
52.
Global Plate Tectonics
and Seismic Activity Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
53.
Probability of a
Geomagnetic Storm with a Field Change Greater than 300 Nanoteslas per Minute (22-year cycle) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
54.
Global Mean Sea
Level Change, 1880-2015 -50 0 50 100 150 200 250 300 1880 1883 1886 1889 1892 1895 1898 1901 1904 1907 1910 1913 1916 1919 1922 1925 1928 1931 1934 1937 1940 1943 1946 1949 1952 1955 1958 1961 1964 1967 1970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003 2006 2009 2012 2015 In mm from 1880 reference Tide Gauges Lower error bound Upper error bound Satellite Measurement Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
55.
Remotely Sensed Sea
Level Change, 1992-2012 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
56.
Number of Atlantic
Tropical Cyclones by Month (1851-2018) 0.05 0.01 0.01 0.01 0.17 0.76 1.09 3.80 6.08 3.40 0.87 0.15 0 200 400 600 800 1000 1200 January February March April May June July August September October November December Tropical Storms Hurricanes Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
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