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Copyright © 1998-2021, Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University,
Hempstead, NY, 11549 USA.
Jean-Paul.Rodrigue@hofstra.edu
You may use the figures within for educational purposes only. No modification or redistribution permitted.
For more information: https://transportgeography.org/
Transport Planning and
Policy
CHAPTER 9
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Usage Conditions
• DO NOT COPY, TRANSLATE OR REDISTRIBUTE THIS DOCUMENT.
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• Information cited from this document should be referred as: Rodrigue, J-P et al. (2018) The Geography of Transport Systems, Hofstra
University, Department of Global Studies & Geography, https://transportgeography.org/.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Table of Contents
• The Nature of Transport Policy
• Transport Planning and Governance
• Transport Safety and Security
• Transportation and Disasters
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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The Nature of Transport Policy
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Main Involvement Sectors for Public Policy
Sector Categories
Regulatory Policy Financial regulation; Antitrust laws and regulations; Effective legal enforcement; Product liability laws; Tort law; Ease
of doing business
Infrastructure Policy Water; Transportation; Electric; PPP; Broad investment support
Labor Policy Wages; Benefits; Labor unions; Workplace safety; Discrimination; Severance; Worker rights
Science & Technology Intellectual property; Information security; Technology transfers; Investment & support
Economic Development Export-import bank; Export incentives/restrictions; Strategic industries; Small & medium-sized enterprises; Special
economic zones
Energy & Environmental Policy Conventional energy; Alternative energy; Energy efficiency; Energy security; Environmental regulation and
compliance
Tax Policy Corporate taxes; Individual taxes; Dividend and capital gains taxes; Tax incentives; Value-added taxes; Offshore
taxes
Trade Policy Trade agreements; Tariffs, taxes, quotas & duties, Single window trade system
Education, Talent & Innovation Investment/support for science; Visas and immigration; Labor retention; Training; Certification
Healthcare Access to healthcare
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Transport Regulations
Economic Regulations Safety Regulations Environmental Regulations
• Investments in transportation
infrastructure (modal and
intermodal).
• Control of routes, ports of
entry, pricing, scheduling.
• Level of ownership and
competition.
• Safety and operation
regulations (speed and
design).
• Labor regulations (work
hours).
• Security (passengers and
cargo).
• Transportation of hazardous
materials (HAZMAT).
• Pollutant emissions.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Some Legislations in the Deregulation of Transport in the United States and Canada
Year Country Legislation
1967 Canada National Transportation Act
1977 USA Air Cargo Deregulation Act
1978 USA Aviation Deregulation Act
1980 USA Staggers Act; Motor Carrier Act
1982 USA Bus Regulatory Reform Act
1984 USA Ocean Shipping Act
1987 Canada National Transportation Act; Shipping Conference Exemption Act; Motor Vehicle Transport Act
1991 USA Intermodal Surface Transportation Efficiency Act
1995 USA Interstate Commerce Commission Termination Act
1996 Canada Canada Transportation Act
1998 USA Ocean Shipping Reform Act
1998 Canada Canada Marine Act
2001 Canada Canada Shipping Act
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Main Transport Policy Instruments
Public Ownership
• Full or partial (PPP) ownership of
transportation modes (e.g. public transit) or
assets (e.g. roads and bridges).
Subsidies & Taxation
• Funding for transport infrastructure and
modes.
• Taxation on fuel and transactions.
Regulatory Control
• Technical standards for transport modes and
assets.
• Entry and competing conditions.
Research & Development
• Funding research improving the technical,
economic and environmental performance of
transportation.
Labor Regulations
• Standards such as certification, working
conditions and compensation and benefits in
the transport sector.
Safety & Standards
• Operational standards for transport modes
and assets such as speed and weight limits.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Regulations over Freight Transport Operations
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Vehicles
Facilities
Goods
Labor
Finance
• Registration
• Weight and size restrictions
• Emission standards
• Zoning and permissible locations
• Technical standards
• Certification
• Working conditions
• Compensation and benefits
• Perishable goods (sanitary standards)
• Dangerous goods (safety standards)
• Insurance requirements and liability
• Financing sources and conditions
Rationale of Transport Privatization
Favoring Privatization Impairing Privatization
• Improve efficiency and performance of transport assets.
• New and additional financial resources for development and
maintenance.
• Strengthen entrepreneurial and managerial capacity.
• Relieve public financial and administrative burden.
• Eliminate or minimize bureaucratic and political influence over
transport management and operation.
• Reduce the power of public sector unions.
• Loss of public service or social functions of transport.
• Potential higher tolls or fares.
• Public monopoly turned into a private monopoly.
• Poorer coordination of investments and operations.
• Discriminatory treatment of transport users.
• Requirement of expensive improvement of transport assets prior
to privatization.
• Loss of public land.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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The Jones Act and International Maritime Markets
Issue Jones Act Market International Market
Vessel ownership US nationality Any (large shipping companies)
Vessel registration USA Any (flags of convenience)
Shipyard US located Any (mainly Asia)
Vessel crew US citizens Any (developing countries)
Vessel type Mostly coastal and river Mostly deepsea
Vessel trading privilege Cabotage within USA International shipments
Legal jurisdiction US federal courts Country of registry
Taxation US corporate taxation system Mostly offshore
Barriers to entry Very high Low
Competition Statutory protection against
foreign players
Intensive / Oligopolistic
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Shift in Public Transport Policy Perspective
Modes
Conventional Emerging
Independent Modes Intermodal Systems
Scale Local Economies Regional / Global Economies
Jurisdiction
Independent Jurisdictions
(“turf wars”)
Coalitions / Consensus
Provision Build (infrastructure provision) Manage (optimization of existing resources)
Funding Publicly Funded Public / Private partnerships
Revenue Users (public subsidy) Customers (revenue generation)
Framework Plan (regulations; compliance) Market (deregulations; price signals)
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Shifts in the Intermodal Transport Industry
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Geographical and functional diffusion
of containerization.
Massive investments.
Rationalisation (corridors and sites).
New standards, practices and
technologies.
Increasing returns.
Revolution
Growth Maturity
Incremental changes.
Decreasing returns.
Evolution
Consolidation (maritime, rail and
trucking). Emergence of large
operators.
Deregulation
PPP. Supply chain control. Added-
value-capture.
Governance
Common Problems Linked with Government Intervention
Bureaucracy Regulatory reflex. Heavy administrative burden. Slow to respond, adapt
and change.
Irresponsibility Limited accountability for wrong policies. The blaming game.
Misallocations Accumulation (diversion) of scarce capital in non-productive assets. “Pork
barrel” politics. Parasitical stance on the productive economy.
Corruption Using public power to regulate, coerce and confiscate. Privileging
politically connected firms. Regulating competition out to protect special
interests.
“Magic wand” syndrome Belief that any problem can be fixed by an appropriate government policy
and intervention.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Logistics Policy Bottlenecks
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Capacity Bottlenecks
Operational Bottlenecks
Institutional Bottlenecks
Skills Bottlenecks
Lack of terminal or connector capacity.
Lack or absence of intermodal options.
Lack of logistical services.
Lack of logistical performance (cost, time and reliability).
Lack of managerial capabilities.
Lack of qualified labor.
Lack of training programs.
Lack of clear mandate and jurisdiction.
Lack of coordination and cooperation.
Coordination and Implementation of National Logistics Policies: Improving Trade
Facilitation
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A
C
D
Customs and cross-border management
• Faster customs clearance and improved time performance of supply chains.
• Improving supply chain security, such as with the use of scanning technologies.
• Cross-border agreements to develop cross-border logistics (land border).
Trusted trader program
• Reduction in the number of inspections for imported cargo and faster clearance.
• Exemptions from random non-intrusive inspections.
• Improved level of service for customs.
B
A
B
Free zones (Foreign trade zones)
• Promotion of exports.
• Flexibility in the use of national customs regulations.
• Attract internationally focused logistics activities.
C
Customs corridors
• Better integration between major gateways such as ports and airports.
• Additional flexibility in supply chain management.
D
Port of entry
Port of entry
Coordination and Implementation of National Logistics Policies: Improving the Global
Interface of Logistics
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A
C
National gateways
• Improve the capacity and throughput of ports or airports (new or existing facilities).
• Identify and coordinate transport infrastructure investment in gateway area.
• Facilitate modal shift and effective inland freight distribution.
Concessioning
• Improve the productivity of terminal operations.
• Better connectivity to global maritime shipping.
• Use and coordinate regional transportation more effectively.
A
B
Privatization
• Improve the efficiency of the privatized firms.
• Enables the entry of new providers.
• Increase competitiveness.
C
Corridors and connectors development
• Improve key capacity bottlenecks.
• Coordinate the operations and investments of various stakeholders.
• Improve hinterland transport capacity, efficiency, and reliability.
• Facilitate better asset utilization and modal shift.
D
Gateway
B
Corridor
D
D
Coordination and Implementation of National Logistics Policies: Providing a Land Base
for Logistics Infrastructure and Activities
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Port-centric logistics zone
• Uses port real estate more effectively.
• Facilitates imports and exports (direct access to port terminal).
• Reduces local congestion.
Inland / dry port
• Promotes modal shift (if connected by rail or barge).
• Reduces port congestion (relocation of some port activities).
• Facilitates economies of scale in inland distribution (corridors).
• Lowers last mile transport costs (co-location).
A
B
Logistics park / zone
• Achieves economies of agglomeration for freight activities.
• Lowers operational costs (e.g. joint infrastructures and utilities).
• Promotes the setting of logistics services firms.
C
Inland container depot
• Ensures availability of containers for exporters.
• Reduces port congestion.
• Lowers drayage costs.
D
Port
Corridor
D
B
C
Inland
terminal
A
Coordination and Implementation of National Logistics Policies: Developing Logistics
Capabilities
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Research centres
• Identify trends, gaps and opportunities.
• Provide innovations suitable for the national market.
• Train researchers, consultants and managers.
• Collaborate with logistics firms.
Logistics firms incubator
• Develop entrepreneurial capabilities, particularly for new firms.
• Improve the provision of specialized logistics services, such as 3PLs and 4PLs.
• Improve the competitiveness of the logistics market.
A
B
Labor training and certification
• Provide a labor pool to address expected demand.
• Increases labor productivity.
• Develops diversified skills.
• Attracts logistics firms.
C
B
C
A
Coordination and Implementation of National Logistics Policies: Digitalization
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Port community system
• Promotes competitiveness in port-related services.
• Promotes coordination between freight actors to improve port area efficiency.
• Improves the tracking of freight and transport assets.
Logistics observatory
• Collects information about logistics activities.
• Reports key performance indicators benchmarking the industry.
• Assesses the effectiveness of logistics policies.
A
B
Freight portal
• Improves the interactions between the providers and consumers of logistics
services.
• Promotes a better usage of transport assets and facilities.
• Enables the participation of small and medium-sized firms.
C
B
C
A
Coordination and Implementation of National Logistics Policies: Developing Niche
Logistics
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Cold chain logistics
• Promotes high-value reefers exports of perishables on global markets.
• Ensures higher quality exports and less waste.
Transloading facility / Platform
• Promotes specialized commodity exports.
• Expand market opportunities for small and medium-sized producers.
A
B
Green logistics / decarbonization
• Improve environmental impacts of logistics.
• Certified carriers (less emissions; energy efficiency).
• Certified distribution facilities (energy efficiency; lower footprint).
• Reduces material losses and carbon emissions.
C
Reverse logistics
• Improves efficient recovery of recycled materials.
• Develop and expand the national recycling industry.
• Help meet sustainability goals.
D
D
B
C
A
Coordination and Implementation of National Logistics Policies: Improving Last Mile
Logistics
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Urban freight facilities
• Promotes consolidation, sorting and deconsolidation in high density urban areas.
• Improves efficiency (time and energy) of urban deliveries.
• Supports the development of ecommerce.
Modal adaptation
• Reduces congestion and energy consumption.
• Reduces disruptions on local communities.
A
B
Rationalization of deliveries
• Improves use of existing transport assets.
• Matches trip sequences (deliveries and pickups).
• Reduces congestion.
C
B
C
A
Transport Planning and
Governance
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Generic Planning Process
1
• Problem Statement, Vision and Goals
• Safety, health, mobility, equity, economic development
2
• Objectives
• Improve safety, improve roadway and trail facilities, increase non-motorized travel
3
• Evaluation Criteria
• Accident / injury rates, Bicycle Compatibility Index, non-motorized travel rate
4
• Program Evaluation
• Did program achieve its stated objectives? What is the program’s acceptance? What
are its costs and benefits?
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Market Distortions Impacting the Automobile
Nature Description Potential Reform
Consumer Options and Information Markets often offer limited alternatives to
automobile transportation and automobile-
oriented location.
Recognize the value of alternative modes and
more accessible development in planning
decisions.
Underpricing Many motor vehicle costs are fixed or external. As much as feasible, convert fixed costs to
variable charges and charge motorists directly
for the costs they impose.
Transport Planning Practices Transportation planning and investment
practices favor automobile oriented
improvements, even when other solutions are
more cost effective.
Apply least-cost planning so alternative modes
and management strategies are funded if they
are the most cost effective way to improve
transport.
Land Use Policies Current land use planning policies encourage
lower-density, automobile-oriented development.
Apply smart growth policy reforms that support
more multi-modal, accessible land use
development.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Transport Planning (under construction)
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published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Types of Land Use Zoning
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▪ A zone for each type of
land use.
▪ Land use zones subject
to different regulations.
Commercial
Administrative
Residential
Industrial
Green space
▪ Focuses on physical
characteristics.
▪ Defined as a form of
urban identity.
Downtown
Uptown
East Side
Historical district
Manufacturing district
▪ Sets land use intensity
restrictions.
▪ Flexibility in forms and
functions of land use
developments.
High density
Average density
Low density
No development
▪ Rewards for
development in defined
areas.
▪ Incite the provision of
amenities.
Incentives
No incentives
© GTS
Functional Zoning Form-Based Zoning Intensity Zoning Incentive Zoning
Integration of Urban Transportation Modes
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
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Inner-city
pedestrian area
Parking area
Main transit line
Secondary ring road
Primary ring road
Highway
Suburban
development
corridor
Passenger terminal
U.S. Traffic Fatalities, 1960-2010
0
1
2
3
4
5
6
1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010
Fatalities Per 100 Million Vehicle Miles
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Regulation of Freight Transportation in the United States
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published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Public / Private Partnership Options
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Design
Bid
Build
Private
Contract
Fee Service
Design
Build
Build
Operate
Transfer
(BOT)
Design
Build
Finance
Operate
(DBFO)
Build
Own
Operate
(BOO)
CONVENTIONAL EMERGING
PUBLIC RESPONSIBILITY PRIVATE RESPONSIBILITY
• Service Contracts: Contracting services or outsourcing refers to delegation of non-core operations from
public sector to a private entity that specializes in operation, maintenance or management of that
activity.
• Management Contracts: Airport owners can contract out management and operation of parking
facilities, terminal concessions, terminal operations, reliever airports or their entire airport system to
private operators. Management contracts for parking operations are particularly prevalent.
• Developer Financing and Operation: There is a wide variety of developer financing and operation
employed, including passenger terminals, parking garages, rental car facilities, fuel systems, cargo
facilities, general aviation facilities, and other major facilities. Private sector can provide full-scale
development, operation, and maintenance services and sometimes financing under long-term leases or
concessions.
• Long-term lease (or concession agreement): airport owner grants full management and development
control to private operator in return for operator undertaking capital improvements and other obligations
(e.g., up-front payment, responsibility for outstanding debt, capital improvements).
• Sale: Airport is transferred on a freehold basis with requirement that it continue to be used for airport
purposes.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Risk Transfer and Private Sector Involvement in Public-Private Partnerships
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Design - Build
Degree of Private Sector Involvement
Degree
of
Private
Sector
Risk
Operation & Maintenance
Build-Finance
Design-Build-Finance-Maintain
D-B-F-M-Operate
Concession
Privatization
PPP
Models
Government owned/operated (US, Spain, Singapore, Finland,
Sweden)
Government owned, privately operated4 (US (via contracts),
Chile, Hamilton {Canada?})
Major airports which have public-private partnerships in the
form of BOO, BOTand management contract variants, such as in
India
Independent not-for-profit corporations(Canada)
Fully private for-profit via IPO (Initial Public Offering) with
stock widely held (originally BAA)
Fully private for-profit via trade sale with share ownership
tightly held (Australia, New Zealand).
Partially private for-profit with private controlling interest
(Denmark, Austria, Switzerland)
Partially private for-profit with government controlling
interest (Hamburg Germany, France, China, Kansai Japan
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Transport Safety and Security
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Classification of Dangerous Goods
Class Subclass
1 (Explosives) 1.1 - Explosives with a mass explosion hazard (nitroglycerin, dynamite)
1.2 - Explosives with a blast/projection hazard
1.3 - Explosives with a minor blast hazard (rocket propellant, display fireworks)
1.4 - Explosives with a major fire hazard (consumer fireworks, ammunition)
1.5 - Blasting agents
1.6 - Extremely insensitive explosives
2 (Gases) 2.1 - Flammable gas (acetylene, hydrogen).
2.2 - Non-flammable gases (nitrogen, neon).
2.3 - Poisonous gases (fluorine, chlorine)
3 (Flammable liquids) (fuel oil, gasoline)
4 (Flammable solids) 4.1 - Flammable solids (nitrocellulose, magnesium)
4.2 - Spontaneously combustible solids (aluminum alkyls, white phosphorus)
4.3 - Dangerous when wet (sodium, calcium, potassium)
5 (Oxidizing agents and organic
Peroxides)
5.1 - Oxidizing agent (calcium hypochlorite, ammonium nitrate, hydrogen peroxide)
5.2 - Organic peroxide oxidizing agent (benzoyl peroxides, cumene hydroperoxide)
6 (Toxic and infectious substances) 6.1 - Poison (potassium cyanide, pesticides)
6.2 - Biohazard (virus cultures, used intravenous needles)
7 (Radioactive) (uranium, plutonium)
8 (Corrosive) 8.1 - Acids (sulfuric acid, hydrochloric acid)
8.2 - Alkalis (potassium hydroxide, sodium hydroxide)
9 (Miscellaneous) (asbestos, air-bag inflators, dry ice)
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Worldwide Attacks Inside an Aircraft by Type, 1970-2009
0
20
40
60
80
100
120
1970s 1980s 1990s 2000s
Number
of
Attacks
Other
Hijack-Crash
Cargo Bomb
Bomb
Hijacks
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Air Transportation Security Costs
28%
2%
5%
20%
6%
1%
38% Passenger operations
Cargo operations
Airport
Aircraft
Employee
Catering / stores
Miscellaneous
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Number of Yearly Fatalities due to Air Transport Crashes, 1918-2019
0
1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
0
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000
4,500
5,000
Billions
of
passengers-km
Deaths
Deaths Billions of passengers-km
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Thefts by Type of Cargo and Location, United States, 2016
6%
11%
13%
10%
5%
8%
20%
14%
7%
1% 4%
Thefts
Alcohol Auto / Parts
Building / Industrial Clothing / Shoes
Consumer Care Products Electronics
Food / Beverages Home / Garden
Miscellaneous Pharmaceuticals
Tobacco Metals
29%
7%
5%
21%
25%
5%
1% 7%
Locations
Truck Stops Public Access Parking
Roasides Unsecured Terminals / Lots
Secured Parking Fictitious Pickup
Driver Theft Other
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Global Maritime Piracy, 2008-2009
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Transport Security Dimensions
Contents • Contents consistent with the bill of lading or list of passengers.
• May involve direct or remote inspection.
• Cross-referencing with manifest.
Integrity • Contents remain unchanged from origin to destination.
• Detect unauthorized access.
• Any change monitored and recorded (locks, alarms or sensors).
Route • No deviation from the scheduled route.
• Cargo or passengers remain within secure modes and
locations (terminals and distribution centers).
Information • Authenticated and verifiable information about cargo or passengers.
• Information cannot read or modified without credentials.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Transport Security Measures
Procedural
Physical
Labor
Information
• Access to modes and facilities recorded.
• Insuring security operations along the transport chain (monitoring
and inspections).
• Secure facilities (terminals, distribution centers) and conveyances
(modes).
• Security equipment (scanners, CCTV).
• Identification for access.
• Labor subject to screening and background checks.
• Protection of the integrity of information.
• Tiers for information access.
• Secure transactions.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Post-9/11 Legislations Relevant to Maritime Transportation System Security
Legislation Purpose
Aviation and Transportation Security Act
(2001)
Gave the federal government broad authority in transportation security for all modes.
Maritime Transportation Security Act (2002) Required the U.S. Department of Homeland Security to create the National Maritime Security Plan. Outlines the coordinated action and incident-response plans
between federal, state, and local governments to respond to security incidents involving maritime assets and infrastructure. Establishment of transportation
worker identification cards, maritime safety and security teams, port security grants, and enhancements to maritime intelligence and matters dealing with foreign
ports and international cooperation.
Critical Infrastructure Information Act (2002) Created the framework that allows private-sector entities and others to voluntarily submit information regarding critical infrastructure/key resources in their
possession to the U.S. Department of Homeland Security, with the assurance that this information will not be publicly available.
The Intelligence Reform and Terrorism
Prevention Act (2004)
Required the development of the National Strategy for Transportation Security. This strategy is a classified document, but it is known that this document provides
the framework for the federal government, working with state, local, and tribal governments and private industry, to secure the national transportation system and
to prepare to respond to terrorist threats or attacks to transportation infrastructure.
Security and Accountability for Every Port
Act (2006)
Required the secretary of homeland security, in coordination with relevant federal, state, local, and tribal government authorities and the private sector and
international community, to develop and implement a strategic plan to “enhance the security of the international supply chain.”
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Maritime Security Initiatives Implemented by the United States or the European Union
Initiative Type Year Description
Automated Targeting System (ATS) Cargo screening 1999 Weighted model applied to inbound cargo manifests to assign risk factors.
Customs-Trade Partnership Against Terrorism
(C-TPAT)
Certification 2001 Transferring some of the Customs responsibilities to importers and exporters to reinforce overall security levels.
Benefits include reduced likelihood that containers of participating firms will be examined.
Container Security Initiative (CSI) Cargo tracking and
screening
2002 Increasing security related to ocean going containers by targeting and screening high risk containers bound for
the US in a foreign port before they are loaded.
Megaports initiative Cargo tracking and
screening
2003 Installation of radiation detection equipment in key foreign ports. Reducing the illicit trafficking of nuclear and
other radiological materials.
24 hour rule Advance cargo
information
2003 Implementing the cargo-related information at least 24 hours before a container is loaded aboard the vessel at
the last foreign port.
Standards to Secure and Facilitate Global Trade
(SAFE)
Certification 2005 Implementing C-TPAT and CSI security practices with foreign trade partners.
EU Authorized Economic Operator (AEO) Certification 2008 Identifying reliable traders and providing them with trade facilitation measures.
Importer Security Filling and Additional Carrier
Requirements (ISF, 10+2)
Advance cargo
information
2009 Implementing the collection of cargo-related information by requiring information from both the importer (10
information elements) and the carrier (2 information elements) to be transmitted at least 24 hours before the
goods are loaded.
EU Pre-arrival and Pre-departure Advance cargo
information
2009 Advance information on goods brought into, or exported from the Customs territory of the EU (perimeter).
100% scanning Cargo screening 2012 Non-intrusive inspection of 100% of all inbound cargo containers.
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Transportation, Disruptions
and Resilience
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Risks in Global Supply Chains
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Supply Risks
Demand Risks Operational Risks
Natural disasters
Extreme weather
Pandemic
Political instability
Trade restrictions
Terrorism
Corruption
Theft and illicit
trade
Piracy
Demand shocks
Price volatility
Border delays
Currency
fluctuations
Energy shortages
ICT disruptions
Infrastructure
failures
Environmental Geopolitical Economic Technological
Uncontrollable
Influenceable
Controllable
High (>30%)
Average (15-30%)
Low (<15%)
Probability
Mitigation
FACTORS
RISKS
Types of Supply Chain Risks and Their Resilience
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Concentration
Substitution
Interconnectivity
Depth
Visibility
Dependence
LOW HIGH
HIGH
LIMITED
LOW HIGH
SHALOW DEEP
HIGH LOW
LOW HIGH
High Resilience Low Resilience High Resilience Low Resilience
Geography and density
of suppliers
Capacity to find another
supplier
Suppliers
interdependent
Number of supplier tiers
Ability to trace suppliers
Reliance on a single
supplier
Synchronization LOW
HIGH
Frequency and volume
of deliveries
Inventory LOW
HIGH
Inventory level and
supply chain buffer
Types of Transportation Networks and Vulnerabilities
Air Networks Maritime Networks Logistical Networks
Nodal hierarchy (hub-and-spoke)
Road Networks Rail Networks Power Grids
Hierarchical meshes Linear nodal hierarchy
Circuitous nodal hierarchy Sequential multi-nodal hierarchy
Sequential linear hierarchy
Parts Assembly
Distribution
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Resilience of Transportation Systems
Time
Operational Level
Disruption
Impact
Recovery
Resilience
Forms of Resilience
Efficient Resilient
Network
Supply Chain
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Global Plate Tectonics and Seismic Activity
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Probability of a Geomagnetic Storm with a Field Change Greater than 300 Nanoteslas
per Minute (22-year cycle)
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Global Mean Sea Level Change, 1880-2015
-50
0
50
100
150
200
250
300 1880
1883
1886
1889
1892
1895
1898
1901
1904
1907
1910
1913
1916
1919
1922
1925
1928
1931
1934
1937
1940
1943
1946
1949
1952
1955
1958
1961
1964
1967
1970
1973
1976
1979
1982
1985
1988
1991
1994
1997
2000
2003
2006
2009
2012
2015
In
mm
from
1880
reference
Tide Gauges Lower error bound Upper error bound Satellite Measurement
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Remotely Sensed Sea Level Change, 1992-2012
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
Number of Atlantic Tropical Cyclones by Month (1851-2018)
0.05 0.01 0.01 0.01
0.17
0.76
1.09
3.80
6.08
3.40
0.87
0.15
0
200
400
600
800
1000
1200
January February March April May June July August September October November December
Tropical Storms Hurricanes
Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be
published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.

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Transportation Planning and Policy - SLIDES

  • 1. Copyright © 1998-2021, Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University, Hempstead, NY, 11549 USA. Jean-Paul.Rodrigue@hofstra.edu You may use the figures within for educational purposes only. No modification or redistribution permitted. For more information: https://transportgeography.org/ Transport Planning and Policy CHAPTER 9 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 2. Usage Conditions • DO NOT COPY, TRANSLATE OR REDISTRIBUTE THIS DOCUMENT. • The contents of this document can be freely used for personal or classroom use ONLY. • Although the material contained in this document is freely available, it is not public domain. Its contents, in whole or in part (including graphics and datasets), cannot be copied and published in ANY form (printed or electronic) without consent. • If you have accessed this document through a third party (such as a content farm), keep in mind that this party is illegally redistributing this content. Please refer to the true source (https://transportgeography.org/) instead of the third party. • Permission to use any graphic material herein in any form of publication, such as an article, a book or a conference presentation, on any media must be requested prior to use. • Information cited from this document should be referred as: Rodrigue, J-P et al. (2018) The Geography of Transport Systems, Hofstra University, Department of Global Studies & Geography, https://transportgeography.org/. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 3. Table of Contents • The Nature of Transport Policy • Transport Planning and Governance • Transport Safety and Security • Transportation and Disasters Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 4. The Nature of Transport Policy Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 5. Main Involvement Sectors for Public Policy Sector Categories Regulatory Policy Financial regulation; Antitrust laws and regulations; Effective legal enforcement; Product liability laws; Tort law; Ease of doing business Infrastructure Policy Water; Transportation; Electric; PPP; Broad investment support Labor Policy Wages; Benefits; Labor unions; Workplace safety; Discrimination; Severance; Worker rights Science & Technology Intellectual property; Information security; Technology transfers; Investment & support Economic Development Export-import bank; Export incentives/restrictions; Strategic industries; Small & medium-sized enterprises; Special economic zones Energy & Environmental Policy Conventional energy; Alternative energy; Energy efficiency; Energy security; Environmental regulation and compliance Tax Policy Corporate taxes; Individual taxes; Dividend and capital gains taxes; Tax incentives; Value-added taxes; Offshore taxes Trade Policy Trade agreements; Tariffs, taxes, quotas & duties, Single window trade system Education, Talent & Innovation Investment/support for science; Visas and immigration; Labor retention; Training; Certification Healthcare Access to healthcare Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 6. Transport Regulations Economic Regulations Safety Regulations Environmental Regulations • Investments in transportation infrastructure (modal and intermodal). • Control of routes, ports of entry, pricing, scheduling. • Level of ownership and competition. • Safety and operation regulations (speed and design). • Labor regulations (work hours). • Security (passengers and cargo). • Transportation of hazardous materials (HAZMAT). • Pollutant emissions. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 7. Some Legislations in the Deregulation of Transport in the United States and Canada Year Country Legislation 1967 Canada National Transportation Act 1977 USA Air Cargo Deregulation Act 1978 USA Aviation Deregulation Act 1980 USA Staggers Act; Motor Carrier Act 1982 USA Bus Regulatory Reform Act 1984 USA Ocean Shipping Act 1987 Canada National Transportation Act; Shipping Conference Exemption Act; Motor Vehicle Transport Act 1991 USA Intermodal Surface Transportation Efficiency Act 1995 USA Interstate Commerce Commission Termination Act 1996 Canada Canada Transportation Act 1998 USA Ocean Shipping Reform Act 1998 Canada Canada Marine Act 2001 Canada Canada Shipping Act Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 8. Main Transport Policy Instruments Public Ownership • Full or partial (PPP) ownership of transportation modes (e.g. public transit) or assets (e.g. roads and bridges). Subsidies & Taxation • Funding for transport infrastructure and modes. • Taxation on fuel and transactions. Regulatory Control • Technical standards for transport modes and assets. • Entry and competing conditions. Research & Development • Funding research improving the technical, economic and environmental performance of transportation. Labor Regulations • Standards such as certification, working conditions and compensation and benefits in the transport sector. Safety & Standards • Operational standards for transport modes and assets such as speed and weight limits. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 9. Regulations over Freight Transport Operations Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Vehicles Facilities Goods Labor Finance • Registration • Weight and size restrictions • Emission standards • Zoning and permissible locations • Technical standards • Certification • Working conditions • Compensation and benefits • Perishable goods (sanitary standards) • Dangerous goods (safety standards) • Insurance requirements and liability • Financing sources and conditions
  • 10. Rationale of Transport Privatization Favoring Privatization Impairing Privatization • Improve efficiency and performance of transport assets. • New and additional financial resources for development and maintenance. • Strengthen entrepreneurial and managerial capacity. • Relieve public financial and administrative burden. • Eliminate or minimize bureaucratic and political influence over transport management and operation. • Reduce the power of public sector unions. • Loss of public service or social functions of transport. • Potential higher tolls or fares. • Public monopoly turned into a private monopoly. • Poorer coordination of investments and operations. • Discriminatory treatment of transport users. • Requirement of expensive improvement of transport assets prior to privatization. • Loss of public land. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 11. The Jones Act and International Maritime Markets Issue Jones Act Market International Market Vessel ownership US nationality Any (large shipping companies) Vessel registration USA Any (flags of convenience) Shipyard US located Any (mainly Asia) Vessel crew US citizens Any (developing countries) Vessel type Mostly coastal and river Mostly deepsea Vessel trading privilege Cabotage within USA International shipments Legal jurisdiction US federal courts Country of registry Taxation US corporate taxation system Mostly offshore Barriers to entry Very high Low Competition Statutory protection against foreign players Intensive / Oligopolistic Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 12. Shift in Public Transport Policy Perspective Modes Conventional Emerging Independent Modes Intermodal Systems Scale Local Economies Regional / Global Economies Jurisdiction Independent Jurisdictions (“turf wars”) Coalitions / Consensus Provision Build (infrastructure provision) Manage (optimization of existing resources) Funding Publicly Funded Public / Private partnerships Revenue Users (public subsidy) Customers (revenue generation) Framework Plan (regulations; compliance) Market (deregulations; price signals) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 13. Shifts in the Intermodal Transport Industry Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Geographical and functional diffusion of containerization. Massive investments. Rationalisation (corridors and sites). New standards, practices and technologies. Increasing returns. Revolution Growth Maturity Incremental changes. Decreasing returns. Evolution Consolidation (maritime, rail and trucking). Emergence of large operators. Deregulation PPP. Supply chain control. Added- value-capture. Governance
  • 14. Common Problems Linked with Government Intervention Bureaucracy Regulatory reflex. Heavy administrative burden. Slow to respond, adapt and change. Irresponsibility Limited accountability for wrong policies. The blaming game. Misallocations Accumulation (diversion) of scarce capital in non-productive assets. “Pork barrel” politics. Parasitical stance on the productive economy. Corruption Using public power to regulate, coerce and confiscate. Privileging politically connected firms. Regulating competition out to protect special interests. “Magic wand” syndrome Belief that any problem can be fixed by an appropriate government policy and intervention. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 15. Logistics Policy Bottlenecks Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Capacity Bottlenecks Operational Bottlenecks Institutional Bottlenecks Skills Bottlenecks Lack of terminal or connector capacity. Lack or absence of intermodal options. Lack of logistical services. Lack of logistical performance (cost, time and reliability). Lack of managerial capabilities. Lack of qualified labor. Lack of training programs. Lack of clear mandate and jurisdiction. Lack of coordination and cooperation.
  • 16. Coordination and Implementation of National Logistics Policies: Improving Trade Facilitation Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. A C D Customs and cross-border management • Faster customs clearance and improved time performance of supply chains. • Improving supply chain security, such as with the use of scanning technologies. • Cross-border agreements to develop cross-border logistics (land border). Trusted trader program • Reduction in the number of inspections for imported cargo and faster clearance. • Exemptions from random non-intrusive inspections. • Improved level of service for customs. B A B Free zones (Foreign trade zones) • Promotion of exports. • Flexibility in the use of national customs regulations. • Attract internationally focused logistics activities. C Customs corridors • Better integration between major gateways such as ports and airports. • Additional flexibility in supply chain management. D Port of entry Port of entry
  • 17. Coordination and Implementation of National Logistics Policies: Improving the Global Interface of Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. A C National gateways • Improve the capacity and throughput of ports or airports (new or existing facilities). • Identify and coordinate transport infrastructure investment in gateway area. • Facilitate modal shift and effective inland freight distribution. Concessioning • Improve the productivity of terminal operations. • Better connectivity to global maritime shipping. • Use and coordinate regional transportation more effectively. A B Privatization • Improve the efficiency of the privatized firms. • Enables the entry of new providers. • Increase competitiveness. C Corridors and connectors development • Improve key capacity bottlenecks. • Coordinate the operations and investments of various stakeholders. • Improve hinterland transport capacity, efficiency, and reliability. • Facilitate better asset utilization and modal shift. D Gateway B Corridor D D
  • 18. Coordination and Implementation of National Logistics Policies: Providing a Land Base for Logistics Infrastructure and Activities Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Port-centric logistics zone • Uses port real estate more effectively. • Facilitates imports and exports (direct access to port terminal). • Reduces local congestion. Inland / dry port • Promotes modal shift (if connected by rail or barge). • Reduces port congestion (relocation of some port activities). • Facilitates economies of scale in inland distribution (corridors). • Lowers last mile transport costs (co-location). A B Logistics park / zone • Achieves economies of agglomeration for freight activities. • Lowers operational costs (e.g. joint infrastructures and utilities). • Promotes the setting of logistics services firms. C Inland container depot • Ensures availability of containers for exporters. • Reduces port congestion. • Lowers drayage costs. D Port Corridor D B C Inland terminal A
  • 19. Coordination and Implementation of National Logistics Policies: Developing Logistics Capabilities Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Research centres • Identify trends, gaps and opportunities. • Provide innovations suitable for the national market. • Train researchers, consultants and managers. • Collaborate with logistics firms. Logistics firms incubator • Develop entrepreneurial capabilities, particularly for new firms. • Improve the provision of specialized logistics services, such as 3PLs and 4PLs. • Improve the competitiveness of the logistics market. A B Labor training and certification • Provide a labor pool to address expected demand. • Increases labor productivity. • Develops diversified skills. • Attracts logistics firms. C B C A
  • 20. Coordination and Implementation of National Logistics Policies: Digitalization Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Port community system • Promotes competitiveness in port-related services. • Promotes coordination between freight actors to improve port area efficiency. • Improves the tracking of freight and transport assets. Logistics observatory • Collects information about logistics activities. • Reports key performance indicators benchmarking the industry. • Assesses the effectiveness of logistics policies. A B Freight portal • Improves the interactions between the providers and consumers of logistics services. • Promotes a better usage of transport assets and facilities. • Enables the participation of small and medium-sized firms. C B C A
  • 21. Coordination and Implementation of National Logistics Policies: Developing Niche Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Cold chain logistics • Promotes high-value reefers exports of perishables on global markets. • Ensures higher quality exports and less waste. Transloading facility / Platform • Promotes specialized commodity exports. • Expand market opportunities for small and medium-sized producers. A B Green logistics / decarbonization • Improve environmental impacts of logistics. • Certified carriers (less emissions; energy efficiency). • Certified distribution facilities (energy efficiency; lower footprint). • Reduces material losses and carbon emissions. C Reverse logistics • Improves efficient recovery of recycled materials. • Develop and expand the national recycling industry. • Help meet sustainability goals. D D B C A
  • 22. Coordination and Implementation of National Logistics Policies: Improving Last Mile Logistics Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Urban freight facilities • Promotes consolidation, sorting and deconsolidation in high density urban areas. • Improves efficiency (time and energy) of urban deliveries. • Supports the development of ecommerce. Modal adaptation • Reduces congestion and energy consumption. • Reduces disruptions on local communities. A B Rationalization of deliveries • Improves use of existing transport assets. • Matches trip sequences (deliveries and pickups). • Reduces congestion. C B C A
  • 23. Transport Planning and Governance Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 24. Generic Planning Process 1 • Problem Statement, Vision and Goals • Safety, health, mobility, equity, economic development 2 • Objectives • Improve safety, improve roadway and trail facilities, increase non-motorized travel 3 • Evaluation Criteria • Accident / injury rates, Bicycle Compatibility Index, non-motorized travel rate 4 • Program Evaluation • Did program achieve its stated objectives? What is the program’s acceptance? What are its costs and benefits? Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 25. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 26. Market Distortions Impacting the Automobile Nature Description Potential Reform Consumer Options and Information Markets often offer limited alternatives to automobile transportation and automobile- oriented location. Recognize the value of alternative modes and more accessible development in planning decisions. Underpricing Many motor vehicle costs are fixed or external. As much as feasible, convert fixed costs to variable charges and charge motorists directly for the costs they impose. Transport Planning Practices Transportation planning and investment practices favor automobile oriented improvements, even when other solutions are more cost effective. Apply least-cost planning so alternative modes and management strategies are funded if they are the most cost effective way to improve transport. Land Use Policies Current land use planning policies encourage lower-density, automobile-oriented development. Apply smart growth policy reforms that support more multi-modal, accessible land use development. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 27. Transport Planning (under construction) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 28. Types of Land Use Zoning Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. ▪ A zone for each type of land use. ▪ Land use zones subject to different regulations. Commercial Administrative Residential Industrial Green space ▪ Focuses on physical characteristics. ▪ Defined as a form of urban identity. Downtown Uptown East Side Historical district Manufacturing district ▪ Sets land use intensity restrictions. ▪ Flexibility in forms and functions of land use developments. High density Average density Low density No development ▪ Rewards for development in defined areas. ▪ Incite the provision of amenities. Incentives No incentives © GTS Functional Zoning Form-Based Zoning Intensity Zoning Incentive Zoning
  • 29. Integration of Urban Transportation Modes Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Inner-city pedestrian area Parking area Main transit line Secondary ring road Primary ring road Highway Suburban development corridor Passenger terminal
  • 30. U.S. Traffic Fatalities, 1960-2010 0 1 2 3 4 5 6 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010 Fatalities Per 100 Million Vehicle Miles Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 31. Regulation of Freight Transportation in the United States Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 32. Public / Private Partnership Options Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Design Bid Build Private Contract Fee Service Design Build Build Operate Transfer (BOT) Design Build Finance Operate (DBFO) Build Own Operate (BOO) CONVENTIONAL EMERGING PUBLIC RESPONSIBILITY PRIVATE RESPONSIBILITY
  • 33. • Service Contracts: Contracting services or outsourcing refers to delegation of non-core operations from public sector to a private entity that specializes in operation, maintenance or management of that activity. • Management Contracts: Airport owners can contract out management and operation of parking facilities, terminal concessions, terminal operations, reliever airports or their entire airport system to private operators. Management contracts for parking operations are particularly prevalent. • Developer Financing and Operation: There is a wide variety of developer financing and operation employed, including passenger terminals, parking garages, rental car facilities, fuel systems, cargo facilities, general aviation facilities, and other major facilities. Private sector can provide full-scale development, operation, and maintenance services and sometimes financing under long-term leases or concessions. • Long-term lease (or concession agreement): airport owner grants full management and development control to private operator in return for operator undertaking capital improvements and other obligations (e.g., up-front payment, responsibility for outstanding debt, capital improvements). • Sale: Airport is transferred on a freehold basis with requirement that it continue to be used for airport purposes. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 34. Risk Transfer and Private Sector Involvement in Public-Private Partnerships Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Design - Build Degree of Private Sector Involvement Degree of Private Sector Risk Operation & Maintenance Build-Finance Design-Build-Finance-Maintain D-B-F-M-Operate Concession Privatization PPP Models
  • 35. Government owned/operated (US, Spain, Singapore, Finland, Sweden) Government owned, privately operated4 (US (via contracts), Chile, Hamilton {Canada?}) Major airports which have public-private partnerships in the form of BOO, BOTand management contract variants, such as in India Independent not-for-profit corporations(Canada) Fully private for-profit via IPO (Initial Public Offering) with stock widely held (originally BAA) Fully private for-profit via trade sale with share ownership tightly held (Australia, New Zealand). Partially private for-profit with private controlling interest (Denmark, Austria, Switzerland) Partially private for-profit with government controlling interest (Hamburg Germany, France, China, Kansai Japan Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 36. Transport Safety and Security Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 37. Classification of Dangerous Goods Class Subclass 1 (Explosives) 1.1 - Explosives with a mass explosion hazard (nitroglycerin, dynamite) 1.2 - Explosives with a blast/projection hazard 1.3 - Explosives with a minor blast hazard (rocket propellant, display fireworks) 1.4 - Explosives with a major fire hazard (consumer fireworks, ammunition) 1.5 - Blasting agents 1.6 - Extremely insensitive explosives 2 (Gases) 2.1 - Flammable gas (acetylene, hydrogen). 2.2 - Non-flammable gases (nitrogen, neon). 2.3 - Poisonous gases (fluorine, chlorine) 3 (Flammable liquids) (fuel oil, gasoline) 4 (Flammable solids) 4.1 - Flammable solids (nitrocellulose, magnesium) 4.2 - Spontaneously combustible solids (aluminum alkyls, white phosphorus) 4.3 - Dangerous when wet (sodium, calcium, potassium) 5 (Oxidizing agents and organic Peroxides) 5.1 - Oxidizing agent (calcium hypochlorite, ammonium nitrate, hydrogen peroxide) 5.2 - Organic peroxide oxidizing agent (benzoyl peroxides, cumene hydroperoxide) 6 (Toxic and infectious substances) 6.1 - Poison (potassium cyanide, pesticides) 6.2 - Biohazard (virus cultures, used intravenous needles) 7 (Radioactive) (uranium, plutonium) 8 (Corrosive) 8.1 - Acids (sulfuric acid, hydrochloric acid) 8.2 - Alkalis (potassium hydroxide, sodium hydroxide) 9 (Miscellaneous) (asbestos, air-bag inflators, dry ice) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 38. Worldwide Attacks Inside an Aircraft by Type, 1970-2009 0 20 40 60 80 100 120 1970s 1980s 1990s 2000s Number of Attacks Other Hijack-Crash Cargo Bomb Bomb Hijacks Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 39. Air Transportation Security Costs 28% 2% 5% 20% 6% 1% 38% Passenger operations Cargo operations Airport Aircraft Employee Catering / stores Miscellaneous Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 40. Number of Yearly Fatalities due to Air Transport Crashes, 1918-2019 0 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 0 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 5,000 Billions of passengers-km Deaths Deaths Billions of passengers-km Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 41. Thefts by Type of Cargo and Location, United States, 2016 6% 11% 13% 10% 5% 8% 20% 14% 7% 1% 4% Thefts Alcohol Auto / Parts Building / Industrial Clothing / Shoes Consumer Care Products Electronics Food / Beverages Home / Garden Miscellaneous Pharmaceuticals Tobacco Metals 29% 7% 5% 21% 25% 5% 1% 7% Locations Truck Stops Public Access Parking Roasides Unsecured Terminals / Lots Secured Parking Fictitious Pickup Driver Theft Other Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 42. Global Maritime Piracy, 2008-2009 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 43. Transport Security Dimensions Contents • Contents consistent with the bill of lading or list of passengers. • May involve direct or remote inspection. • Cross-referencing with manifest. Integrity • Contents remain unchanged from origin to destination. • Detect unauthorized access. • Any change monitored and recorded (locks, alarms or sensors). Route • No deviation from the scheduled route. • Cargo or passengers remain within secure modes and locations (terminals and distribution centers). Information • Authenticated and verifiable information about cargo or passengers. • Information cannot read or modified without credentials. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 44. Transport Security Measures Procedural Physical Labor Information • Access to modes and facilities recorded. • Insuring security operations along the transport chain (monitoring and inspections). • Secure facilities (terminals, distribution centers) and conveyances (modes). • Security equipment (scanners, CCTV). • Identification for access. • Labor subject to screening and background checks. • Protection of the integrity of information. • Tiers for information access. • Secure transactions. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 45. Post-9/11 Legislations Relevant to Maritime Transportation System Security Legislation Purpose Aviation and Transportation Security Act (2001) Gave the federal government broad authority in transportation security for all modes. Maritime Transportation Security Act (2002) Required the U.S. Department of Homeland Security to create the National Maritime Security Plan. Outlines the coordinated action and incident-response plans between federal, state, and local governments to respond to security incidents involving maritime assets and infrastructure. Establishment of transportation worker identification cards, maritime safety and security teams, port security grants, and enhancements to maritime intelligence and matters dealing with foreign ports and international cooperation. Critical Infrastructure Information Act (2002) Created the framework that allows private-sector entities and others to voluntarily submit information regarding critical infrastructure/key resources in their possession to the U.S. Department of Homeland Security, with the assurance that this information will not be publicly available. The Intelligence Reform and Terrorism Prevention Act (2004) Required the development of the National Strategy for Transportation Security. This strategy is a classified document, but it is known that this document provides the framework for the federal government, working with state, local, and tribal governments and private industry, to secure the national transportation system and to prepare to respond to terrorist threats or attacks to transportation infrastructure. Security and Accountability for Every Port Act (2006) Required the secretary of homeland security, in coordination with relevant federal, state, local, and tribal government authorities and the private sector and international community, to develop and implement a strategic plan to “enhance the security of the international supply chain.” Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 46. Maritime Security Initiatives Implemented by the United States or the European Union Initiative Type Year Description Automated Targeting System (ATS) Cargo screening 1999 Weighted model applied to inbound cargo manifests to assign risk factors. Customs-Trade Partnership Against Terrorism (C-TPAT) Certification 2001 Transferring some of the Customs responsibilities to importers and exporters to reinforce overall security levels. Benefits include reduced likelihood that containers of participating firms will be examined. Container Security Initiative (CSI) Cargo tracking and screening 2002 Increasing security related to ocean going containers by targeting and screening high risk containers bound for the US in a foreign port before they are loaded. Megaports initiative Cargo tracking and screening 2003 Installation of radiation detection equipment in key foreign ports. Reducing the illicit trafficking of nuclear and other radiological materials. 24 hour rule Advance cargo information 2003 Implementing the cargo-related information at least 24 hours before a container is loaded aboard the vessel at the last foreign port. Standards to Secure and Facilitate Global Trade (SAFE) Certification 2005 Implementing C-TPAT and CSI security practices with foreign trade partners. EU Authorized Economic Operator (AEO) Certification 2008 Identifying reliable traders and providing them with trade facilitation measures. Importer Security Filling and Additional Carrier Requirements (ISF, 10+2) Advance cargo information 2009 Implementing the collection of cargo-related information by requiring information from both the importer (10 information elements) and the carrier (2 information elements) to be transmitted at least 24 hours before the goods are loaded. EU Pre-arrival and Pre-departure Advance cargo information 2009 Advance information on goods brought into, or exported from the Customs territory of the EU (perimeter). 100% scanning Cargo screening 2012 Non-intrusive inspection of 100% of all inbound cargo containers. Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 47. Transportation, Disruptions and Resilience Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 48. Risks in Global Supply Chains Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Supply Risks Demand Risks Operational Risks Natural disasters Extreme weather Pandemic Political instability Trade restrictions Terrorism Corruption Theft and illicit trade Piracy Demand shocks Price volatility Border delays Currency fluctuations Energy shortages ICT disruptions Infrastructure failures Environmental Geopolitical Economic Technological Uncontrollable Influenceable Controllable High (>30%) Average (15-30%) Low (<15%) Probability Mitigation FACTORS RISKS
  • 49. Types of Supply Chain Risks and Their Resilience Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use. Concentration Substitution Interconnectivity Depth Visibility Dependence LOW HIGH HIGH LIMITED LOW HIGH SHALOW DEEP HIGH LOW LOW HIGH High Resilience Low Resilience High Resilience Low Resilience Geography and density of suppliers Capacity to find another supplier Suppliers interdependent Number of supplier tiers Ability to trace suppliers Reliance on a single supplier Synchronization LOW HIGH Frequency and volume of deliveries Inventory LOW HIGH Inventory level and supply chain buffer
  • 50. Types of Transportation Networks and Vulnerabilities Air Networks Maritime Networks Logistical Networks Nodal hierarchy (hub-and-spoke) Road Networks Rail Networks Power Grids Hierarchical meshes Linear nodal hierarchy Circuitous nodal hierarchy Sequential multi-nodal hierarchy Sequential linear hierarchy Parts Assembly Distribution Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 51. Resilience of Transportation Systems Time Operational Level Disruption Impact Recovery Resilience Forms of Resilience Efficient Resilient Network Supply Chain Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 52. Global Plate Tectonics and Seismic Activity Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 53. Probability of a Geomagnetic Storm with a Field Change Greater than 300 Nanoteslas per Minute (22-year cycle) Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 54. Global Mean Sea Level Change, 1880-2015 -50 0 50 100 150 200 250 300 1880 1883 1886 1889 1892 1895 1898 1901 1904 1907 1910 1913 1916 1919 1922 1925 1928 1931 1934 1937 1940 1943 1946 1949 1952 1955 1958 1961 1964 1967 1970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003 2006 2009 2012 2015 In mm from 1880 reference Tide Gauges Lower error bound Upper error bound Satellite Measurement Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 55. Remotely Sensed Sea Level Change, 1992-2012 Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.
  • 56. Number of Atlantic Tropical Cyclones by Month (1851-2018) 0.05 0.01 0.01 0.01 0.17 0.76 1.09 3.80 6.08 3.40 0.87 0.15 0 200 400 600 800 1000 1200 January February March April May June July August September October November December Tropical Storms Hurricanes Copyright © 1998-2021, Dr. Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University. For personal or classroom use ONLY. This material (including graphics) is not public domain and cannot be published, in whole or in part, in ANY form (printed or electronic) and on any media without consent. This includes conference presentations. Permission MUST be requested prior to use.