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The role of internal and external
evaluation in an autonomous system.
Estonian example
Kristin Hollo
Head of the External Evaluation
Department of the Ministry of Education
and Research
Background Information
 1 315 944 citizens
 15 counties
 79 local
governments (15
towns and 64
municipalities)
 In many
municipality less
than 2000 people
 More than 400 000
people living in
Tallinn
Background Information
 In 2017/2018 ca 147 894 students in the schools of general
education
 14 400 teachers working in schools of general education
 There are 534 schools of general education in Estonia:
56 Elementary schools
295 Basic schools
164 Schools with upper secondary level
15 Adult education schools
 Ownership forms of schools:
State schools 32
Municipal schools 442
Private schools 56
 The Constitution states that maintenance of schools is a shared
commitment between the state and local governments
Autonomy and Responsibility
The governance of schooling is highly decentralised
School Evaluation System
School
Internal
evaluation
Owner
(Ministry of Education and
Research/Local Authority/a private
company)
Supervisory control
County
Government
inspection
Estonian Ministry of
Education and Research
Policy, strategy, standards,
inspection,
external evaluation of
learning outcomes
Inspection
Ministry of Education and Research
Inspection in
individual matters
(problems, in case of
complaints)
Thematic
Licences
the activities of an
educational institution with a
temporary education licence
Main Objective of the Inspection
The main objective is to ensure the
accessibility of basic and secondary
general education, also organisation of
education and schooling, its quality and
efficiency on equal bases.
Inspection
Inspection is exercised by the Ministry of Education and
Research (since 2017).
 8 inspectors+lowyer+ team leader + an analyst in the
department of the External Evaluation
 Besides the inspection they also solve complaints,
exchange information between the ministry and the
schools, conduct monitoring
 No special training for evaluators. Instead of that:
 Individual approach
 Learning from experienced colleagues
 Instruction manual
 Meetings every week
We only inspect education activities.
 We inspect lawfulness
 Focus on school leadership (do not
control the work of teachers)
2016/2017 school year:
• 76 thematic inspections
• 18 inspections in individual
matters
• 20 inspections related to
education licenc
Administrative
Supervision
The inspection and the
management of
financial resources of
an educational
institution are
exercised by the
owner
The Results of Inspection
 The results of administrative supervision are set
out in a statement.
 The statements of inspections are public and
the the results of administrative supervision are
published on the website of the Ministry.
 Summaries of the results of inspections are
published every academic year at the state
level.
Our challenges:
 Fear
 schools are not aware of the legislation - disappointment
and anger towards inspection
 the report is a difficult language
 we will only highlight the shortcomings
What have we have done or decided to do:
 friendly and supportive attitude in words and deeds
 the opportunity to correct shortcomings before drafting a
report, if it’s possible
 Simplified summary of the report
 highlight the positive findings the summary
Development
Goals of the
Inspection System
 Risk-based evaluation – inspection must be
reasoned and it requires existence of databases.
 Greater involvement of the owner as a partner of
the external evaluation: acknowledging the role
and responsibility of the owner as a conductor of
the supervisory control.
 Increased attention to the owner and their
obligations during the inspection.
Greater impact
through
effective system
OECD findings:
„A considerable strength in the Estonian approach is the
sustained focus on the importance of school self-
evaluation. This supports the further development of
professionalism and responsibility at the school level and,
with effective procedures in place and an actively engaged
school community, underpins a continual evaluation of the
effectiveness of the organisation of schooling“
Internal Evaluation Matters!
Procedure of Internal
Evaluation
 The methods for carrying out internal
evaluation are chosen by the
educational institution.
 Internal evaluation is an ongoing process aimed at ensuring
the conditions supporting the development of students and
the consistent development of a school. To that end the
strengths and weaknesses of a school are identified and the
development plan of the school is drawn up on the basis
thereof. Following the goal, teaching and education and
management is analysed and their effectiveness is evaluated
in the course of internal evaluation.The procedure of internal
evaluation is imposed by the headmaster.
 The procedure for internal evaluation of a school is
established by the head of school who submits it to the board
of trustees for obtaining its opinion beforehand.
Counselling of Educational Institutions
in Issues of Internal Evaluation
 From 2006 to 2009 –
obligatory
 From 2009 to 2013 –
optional
 From 2013 – the ministry
does not organize
counselling
Internal evaluation < inspection
Internal
evaluation
Development
plan
Inspection
Internal evaluation is not implemented in
all schools in such a way how we saw it and
how we wanted
 What is the problem?
 School administrations and owners do not
understand the importance of internal evaluation in
ensuring the development of school
 Lack of necessary skills
 Insufficient data
 How we intend to improve the situation:
 Training of school administrations and owners
 Manuals
 More comprehensive information for schools and
community
What have we done this year…
● We have prepared various manuals
● We have organized training days for local
government officials
● This year the theme of the thematic inspection is
„Internal evaluation“
● Interview the owner during the inspection and
introduce the results of the inspection to the
owner
● Inform the owner about all complaints about the
school
Official school performance indicators are set by the
regulation of the Minister of Education and Research.
The new set of indicators were introduced in 2016.
Information for internal and external
evaluation
Why?
Accountability in the system with high autonomy
„School autonomy is related to student performance…
particularly when autonomy is combined with
accountability“ (OECD 2011).
1) Analysing own progress and learning from others for
school leaders and keepers
2) Large variety of information for parents
3) ‘Thank you’ for data owners – richer data back
School card – work version
Organization of external
evaluation of the
learning outcomes
National curriculum tests
in 3rd grade: Estonian
Language + Mathematics
Naional curriculum tests in
6th grade: Estonian
Language, Mathematics, a
secret subject
Exit examinations in
basic schools: Estonian
Language, Mathematics,
an elective exam
State exams: Estonian
Language, Mathematics, a
foreign language
Areas in need of
renewal till 2020
Updates
Redesigned
measurement
instruments and
analytical options
Stakeholder
feedback
New fields of
assessment
Implementation of
e-assessment
National surveys to
explain the factors
affecting learning
and teaching
THANK YOU FOR YOUR ATTENTION.

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The role of internal and external evaluation in an autonomous system. Estonian example

  • 1. The role of internal and external evaluation in an autonomous system. Estonian example Kristin Hollo Head of the External Evaluation Department of the Ministry of Education and Research
  • 2. Background Information  1 315 944 citizens  15 counties  79 local governments (15 towns and 64 municipalities)  In many municipality less than 2000 people  More than 400 000 people living in Tallinn
  • 3. Background Information  In 2017/2018 ca 147 894 students in the schools of general education  14 400 teachers working in schools of general education  There are 534 schools of general education in Estonia: 56 Elementary schools 295 Basic schools 164 Schools with upper secondary level 15 Adult education schools  Ownership forms of schools: State schools 32 Municipal schools 442 Private schools 56  The Constitution states that maintenance of schools is a shared commitment between the state and local governments
  • 4. Autonomy and Responsibility The governance of schooling is highly decentralised
  • 5. School Evaluation System School Internal evaluation Owner (Ministry of Education and Research/Local Authority/a private company) Supervisory control County Government inspection Estonian Ministry of Education and Research Policy, strategy, standards, inspection, external evaluation of learning outcomes
  • 6. Inspection Ministry of Education and Research Inspection in individual matters (problems, in case of complaints) Thematic Licences the activities of an educational institution with a temporary education licence
  • 7. Main Objective of the Inspection The main objective is to ensure the accessibility of basic and secondary general education, also organisation of education and schooling, its quality and efficiency on equal bases.
  • 8. Inspection Inspection is exercised by the Ministry of Education and Research (since 2017).  8 inspectors+lowyer+ team leader + an analyst in the department of the External Evaluation  Besides the inspection they also solve complaints, exchange information between the ministry and the schools, conduct monitoring  No special training for evaluators. Instead of that:  Individual approach  Learning from experienced colleagues  Instruction manual  Meetings every week
  • 9. We only inspect education activities.  We inspect lawfulness  Focus on school leadership (do not control the work of teachers) 2016/2017 school year: • 76 thematic inspections • 18 inspections in individual matters • 20 inspections related to education licenc
  • 10. Administrative Supervision The inspection and the management of financial resources of an educational institution are exercised by the owner
  • 11. The Results of Inspection  The results of administrative supervision are set out in a statement.  The statements of inspections are public and the the results of administrative supervision are published on the website of the Ministry.  Summaries of the results of inspections are published every academic year at the state level.
  • 12. Our challenges:  Fear  schools are not aware of the legislation - disappointment and anger towards inspection  the report is a difficult language  we will only highlight the shortcomings What have we have done or decided to do:  friendly and supportive attitude in words and deeds  the opportunity to correct shortcomings before drafting a report, if it’s possible  Simplified summary of the report  highlight the positive findings the summary
  • 13. Development Goals of the Inspection System  Risk-based evaluation – inspection must be reasoned and it requires existence of databases.  Greater involvement of the owner as a partner of the external evaluation: acknowledging the role and responsibility of the owner as a conductor of the supervisory control.  Increased attention to the owner and their obligations during the inspection. Greater impact through effective system
  • 14. OECD findings: „A considerable strength in the Estonian approach is the sustained focus on the importance of school self- evaluation. This supports the further development of professionalism and responsibility at the school level and, with effective procedures in place and an actively engaged school community, underpins a continual evaluation of the effectiveness of the organisation of schooling“ Internal Evaluation Matters!
  • 15. Procedure of Internal Evaluation  The methods for carrying out internal evaluation are chosen by the educational institution.  Internal evaluation is an ongoing process aimed at ensuring the conditions supporting the development of students and the consistent development of a school. To that end the strengths and weaknesses of a school are identified and the development plan of the school is drawn up on the basis thereof. Following the goal, teaching and education and management is analysed and their effectiveness is evaluated in the course of internal evaluation.The procedure of internal evaluation is imposed by the headmaster.  The procedure for internal evaluation of a school is established by the head of school who submits it to the board of trustees for obtaining its opinion beforehand.
  • 16. Counselling of Educational Institutions in Issues of Internal Evaluation  From 2006 to 2009 – obligatory  From 2009 to 2013 – optional  From 2013 – the ministry does not organize counselling
  • 17. Internal evaluation < inspection Internal evaluation Development plan Inspection
  • 18. Internal evaluation is not implemented in all schools in such a way how we saw it and how we wanted  What is the problem?  School administrations and owners do not understand the importance of internal evaluation in ensuring the development of school  Lack of necessary skills  Insufficient data  How we intend to improve the situation:  Training of school administrations and owners  Manuals  More comprehensive information for schools and community
  • 19. What have we done this year… ● We have prepared various manuals ● We have organized training days for local government officials ● This year the theme of the thematic inspection is „Internal evaluation“ ● Interview the owner during the inspection and introduce the results of the inspection to the owner ● Inform the owner about all complaints about the school
  • 20. Official school performance indicators are set by the regulation of the Minister of Education and Research. The new set of indicators were introduced in 2016. Information for internal and external evaluation
  • 21. Why? Accountability in the system with high autonomy „School autonomy is related to student performance… particularly when autonomy is combined with accountability“ (OECD 2011). 1) Analysing own progress and learning from others for school leaders and keepers 2) Large variety of information for parents 3) ‘Thank you’ for data owners – richer data back
  • 22. School card – work version
  • 23. Organization of external evaluation of the learning outcomes National curriculum tests in 3rd grade: Estonian Language + Mathematics Naional curriculum tests in 6th grade: Estonian Language, Mathematics, a secret subject Exit examinations in basic schools: Estonian Language, Mathematics, an elective exam State exams: Estonian Language, Mathematics, a foreign language
  • 24. Areas in need of renewal till 2020 Updates Redesigned measurement instruments and analytical options Stakeholder feedback New fields of assessment Implementation of e-assessment National surveys to explain the factors affecting learning and teaching
  • 25. THANK YOU FOR YOUR ATTENTION.

Editor's Notes

  1. .