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ìResearch  Data  in  the  Arts  and  
Humanities a few tricky questions
Tom	
  Phillips,	
  A	
  Humument(1970,	
  1986,	
  1998,	
  2004,	
  2012…)
Martin	
  Donnelly,	
  Digital	
  Curation	
  Centre,	
  University	
  of	
  Edinburgh	
  (and	
  the	
  FOSTER	
  project)
OCEAN	
  launch	
  event,	
  University	
  of	
  Warsaw,	
  14	
  December	
  2015
About  the                              DCC
ì The	
  UK’s	
  centre of	
  expertise	
  in	
  digital	
  preservation	
  and	
  data	
  
management,	
  established	
  in	
  2004
ì Provide	
  guidance,	
  training,	
  tools	
  and	
  other	
  services	
  on	
  all	
  aspects	
  of	
  
research	
  data	
  management
ì Organise national	
  and	
  international	
  events	
  and	
  webinars	
  (International	
  
Digital	
  Curation	
  Conference,	
   Research	
  Data	
  Management	
  Forum)
ì Our	
  primary	
  audience	
  has	
  been	
  the	
  UK	
  higher	
  education	
  sector,	
  but	
  we	
  
increasingly	
  work	
  further	
  afield	
  (Europe,	
  North	
  America,	
  Australia,	
  South	
  
Africa)	
  and	
  in	
  new	
  sectors	
  (government,	
  commercial,	
  etc)
ì Involved	
  in	
  various	
  European	
  projects	
  and	
  initiatives,	
  including	
  FOSTER,	
  
OpenAIRE and	
  EUDAT
ì Now	
  offering	
  tailored	
  consultancy/training	
  services
Overview  of  talk
1. What	
  do	
  we	
  mean	
  
by	
  “research	
  data	
  
(management)”?
2. Why	
  is	
  it	
  different	
  
in	
  the	
  arts	
  and	
  
humanities?
3. What	
  can	
  we	
  do	
  to	
  
make	
  things	
  
better?
What  is  research  data  management?
“the	
  active	
  
management	
  and	
  
appraisal	
  of	
  data	
  
over	
  the	
  lifecycle	
  of	
  
scholarly	
  and	
  
scientific	
  interest”
The  old  way  of  doing  research  (science)
1.	
  Researcher	
  collects	
  data	
  (information)
2.	
  Researcher	
  interprets/synthesises	
  data
3.	
  Researcher	
  writes	
  paper	
  based	
  on	
  data
4.	
  Paper	
  is	
  published	
  (and	
  preserved)
5.	
  Data	
  is	
  left	
  to	
  benign	
  neglect,	
  and	
  
eventually	
  ceases	
  to	
  be	
  accessible
The  new  way  of  doing  research  (science)
Plan
Collect
Assure
Describe
Preserve
Discover
Integrate
Analyze
DEPOSIT
…and	
  
RE-­‐USE
The	
  DataONE	
  
lifecycle	
  model
N.B.  other  models  are  available…
Ellyn Montgomery, US Geological Survey
What’s  “normal”  is  shifting…
Data	
  management	
  is	
  a	
  part	
  of	
  good	
  research	
  practice.
-­‐ RCUK	
  Policy	
  and	
  Code	
  of	
  Conduct	
  on	
  the	
  Governance	
  of	
  Good	
  Research	
  Conduct
Reminder:  key  drivers  and  benefits  of  RDM
ì TRANSPARENCY:	
   The	
  evidence	
  that	
  underpins	
  research	
  can	
  be	
  
made	
  open	
  for	
  anyone	
  to	
  scrutinise,	
  and	
  attempt	
  to	
  replicate	
  
the	
  findings of	
  others.
ì EFFICIENCY/VfM:	
  Data	
  collection	
  can	
  be	
  funded	
  once,	
  and	
  used	
  
many	
  times	
  for	
  a	
  variety	
  of	
  purposes.
ì SPEED:	
  Data	
  can	
  be	
  accessed	
  more	
  quickly.	
  In	
  some	
  disciplines,	
  
such	
  as	
  climate	
  science,	
  this	
  is	
  vital.
ì RISK	
  MANAGEMENT:	
  A	
  pro-­‐active	
  approach	
  to	
  data	
  
management	
  reduces	
  the	
  risk	
  of	
  inappropriate	
  disclosure	
  of	
  
sensitive	
  data,	
  whether	
  commercial	
  or	
  personal.
ì PRESERVATION:	
  Lots	
  of	
  data	
  is	
  unique,	
  and	
  can	
  only	
  be	
  
captured	
  once.	
  If	
  lost,	
  it	
  can’t	
  be	
  replaced.	
  
ì Definitions	
  vary	
  from	
  discipline	
  to	
  discipline,	
  and	
  from	
  funder	
  to	
  funder…
ì Here’s	
  a	
  science-­‐centric	
   definition:	
  
ì “The	
  recorded	
  factualmaterial	
  commonly	
  accepted	
  in	
  the	
  scientific	
  community	
  as	
  
necessary	
  to	
  validate research	
  findings.”	
  (US	
  Office	
  of	
  Management	
  and	
  Budget,	
  
Circular	
  110)
ì [Addendum:	
  This	
  policy	
  applies	
  to	
  scientific	
  collections,	
  known	
  in	
  some	
  disciplines	
  
as	
  institutional	
  collections,	
  permanent	
  collections,	
  archival	
  collections,	
  museum	
  
collections,	
  or	
  voucher	
  collections,	
  which	
  are	
  assets	
  with	
  long-­‐term	
  scientific	
  value.	
  
(US	
  Office	
  of	
  Science	
  and	
  Technology	
   Policy,	
  Memorandum,	
   20	
  March	
  2014)]
ì And	
  another	
  from	
  the	
  visual	
  arts:	
  
ì “Evidence	
  which	
  is	
  used	
  or	
  created	
  to	
  generate	
  new	
  knowledge	
  and	
  
interpretations.	
  ‘Evidence’	
  may	
  be	
  intersubjective or	
  subjective;	
  physical	
  or	
  
emotional;	
  persistent	
  or	
  ephemeral;	
  personal	
  or	
  public;	
  explicit	
  or	
  tacit;	
  and	
  is	
  
consciously	
  or	
  unconsciously	
  referenced	
  by	
  the	
  researcher	
  at	
  some	
  point	
  during	
  
the	
  course	
  of	
  their	
  research.”	
  
(Leigh	
  Garrett,	
  KAPTUR	
  project:	
  see	
  http://kaptur.wordpress.com/
2013/01/23/what-­‐is-­‐visual-­‐arts-­‐research-­‐data-­‐revisited/)
So  what  is  ‘data’  exactly?
Scientific  and  other  methods…
ì The scientific method is a body of
techniques for investigating phenomena,
acquiring new knowledge, or correcting
and integrating previous knowledge.
ì To be termed scientific, a method of
inquiry must be based on empirical and
measurable evidence subject to specific
principles of reasoning.
ì The Oxford English Dictionary defines the
scientific method as: “a method or
procedure that has characterized natural
science since the 17th century, consisting
in systematic observation, measurement,
and experiment, and the formulation,
testing, and modification of hypotheses.”
ì Source:
http://en.wikipedia.org/wiki/Scientific_m
ethod
An art methodology differs from a
science methodology, perhaps mainly
insofar as the artist is not always after
the same goal as the scientist. In art it is
not necessarily all about establishing the
exact truth so much as making the most
effective form (painting, drawing, poem,
novel, performance, sculpture, video,
etc.) through which ideas, feelings,
perceptions can be communicated to a
public. With this purpose in mind, some
artists will exhibit preliminary sketches
and notes which were part of the process
leading to the creation of a work.
Sometimes, in Conceptual art, the
preliminary process is the only part of
the work which is exhibited, with no
visible end result displayed. In such a
case the "journey" is being presented as
more important than the destination.
Source:
http://en.wikipedia.org/wiki/Art_methodo
logy
ì “A	
  work	
  is	
  never	
  completed	
  except	
  by	
  some	
  accident	
  such	
  as	
  
weariness,	
  satisfaction,	
  the	
  need	
  to	
  deliver,	
  or	
  death:	
  for,	
  in	
  
relation	
  to	
  who	
  or	
  what	
  is	
  making	
  it,	
  it	
  can	
  only	
  be	
  one	
  stage	
  in	
  a	
  
series	
  of	
  inner	
  transformations”	
  – Paul	
  Valéry
ì Paraphrased	
  by	
  Auden	
  as	
  “A	
  work	
  of	
  art	
  is	
  never	
  completed,	
  only	
  
abandoned”
ì “You	
  could	
  not	
  step twice into the same river”	
  – Heraclitus,	
  as	
  
reported	
  by	
  Plato	
  (via	
  Socrates)
ì “In	
  science,	
  one	
  man’s noise is	
  another	
  man’s signal”	
  – Edward	
  Ng
ì ‘Truth?’	
  said	
  Pilate.	
  ‘What	
  is	
  that?’ – John	
  18:38
ì “What	
  is	
  truth? said	
  jesting	
  Pilate,	
  and	
  would	
  not	
  stay for	
  an	
  
answer”	
  – Sir	
  Francis	
  Bacon
A  few  tricky  quotations
ì There’s	
  nothing	
  new	
  about	
  data	
  re-­‐use	
  in	
  the	
  Arts	
  and	
  Humanities;	
  
it’s	
  an	
  integral	
  part	
  of	
  the	
  culture,	
  and	
  always	
  has	
  been…
ì Think	
  Shakespeare’s	
  plots,	
  Kristeva’s intertextuality,	
  Barthes’	
  “galaxy	
  of	
  
signifiers”,	
  found	
  sounds/objects/poems	
   (e.g.	
  Duchamp,	
  Morgan),	
  
variations	
  on	
  a	
  theme,	
  collage	
  and	
  intermedia	
  art,	
  T.S.	
  Eliot,	
  DJ	
  culture	
  
(sampling/breakbeat),	
  etc	
  etc	
  
ì However,	
  it’s	
  often	
  more	
  fraught	
  than	
  data	
  re-­‐use	
  in	
  other	
  areas	
  
(e.g.	
  the	
  Physical	
  Sciences,	
  if	
  not	
  the	
  Social	
  Sciences).	
  Some	
  
characteristics	
  of	
  Arts	
  and	
  Humanities	
  data	
  are	
  likely	
  to	
  require	
  a	
  
different	
  kind	
  of	
  handling	
  from	
  that	
  afforded	
  to	
  other	
  disciplines
ì For	
  starters,	
  people	
  do	
  not	
  always	
  think	
  of	
  their	
  
sources/influences/outputs	
  as	
  ‘data’,	
  and	
  the	
  value	
  and	
  referencing	
  
systems	
  (and	
  norms)	
  may	
  be	
  quite	
  different…
Strengths  and  weaknesses  re.  data  in  the  Arts  and  
Humanities  (I)
ì Digital	
  ‘data’	
  emerging	
  in	
  the	
  Arts	
  is	
  as	
  likely	
  to	
  be	
  an	
  outcome of	
  the	
  creative	
  
research	
  process	
  as	
  an	
  input to	
  a	
  workflow	
  (e.g.	
  the	
  UK	
  AHRC	
  policy)
ì Furthermore,	
  practice/praxis	
  based	
  research	
  is	
  more	
  or	
  less	
  the	
  sole	
  preserve	
  of	
  
the	
  Humanities,	
  and	
  research/production	
  methods	
  are	
  not	
  always	
  rigorously	
  
methodical	
  or	
  linear.This	
  is	
  at	
  odds	
  with	
  the	
  scientific	
  approach,	
  and	
  the	
  way	
  in	
  
which	
  most	
  RDM	
  resources	
  are	
  described/defined/oriented
ì Arts	
  ‘data’	
  is	
  often	
  personal,	
  and	
  creative	
  data	
  in	
  particular	
  may	
  not	
  be	
  factual	
  in	
  
nature.	
  What	
  matters	
  most	
  may	
  not	
  be	
  the	
  content	
  itself,	
  but	
  rather	
  the	
  
presentation,	
  the	
  arrangement,	
  the	
  quality	
  of	
  expression…
ì This	
  variance	
  in	
  emphasis	
  tends	
  to	
  be	
  why	
  the	
  reason	
  why	
  Open	
  Access	
  
embargoes	
  are	
  often	
  longer	
  in	
  the	
  Arts	
  and	
  Humanities	
  than	
  in	
  other	
  areas
ì Creative	
  researchers	
  also	
  care	
  a	
  great	
  deal	
  about	
  the	
  way	
  in	
  which	
  their	
  work	
  is	
  
presented,	
  or	
  ‘showcased’:	
  standard	
  repository	
  installations	
  don’t	
  cut	
  it!
ì What	
  do	
  Arts	
  and	
  Science	
  data	
  have	
  in	
  common?	
  Both	
  may	
  be	
  financially	
  
valuable	
  and/or	
  precious	
  to	
  their	
  creators
Strengths  and  weaknesses  re.  data  in  the  Arts  and  
Humanities  (II)
ì Are	
  the	
  goals	
  – or	
  indeed	
  the	
  concepts	
  – of	
  evidence,	
  facts,	
  validation,	
  replication	
  
still	
  central	
  in	
  disciplines	
   which	
  tend	
  towards	
  subjectivity,	
  interpretation,	
  argument	
  
and	
  quality	
  of	
  expression?
ì How	
  do	
  we	
  identify,	
  preserve	
  and	
  share	
  ephemera,	
  emotions,	
  the	
  unconscious…?	
  
How	
  do	
  we	
  protect	
  rights	
  around	
  creative	
  data?	
  What	
  are	
  the	
  financial/ownership	
  
issues	
  accompanying	
  creative/Arts	
  research?
ì Is	
  it	
  clear	
  where	
  creative	
  research	
  begins	
  and	
  ends?	
  How	
  can	
  we	
  draw	
  a	
  line	
  
between	
  funded	
  research	
  and	
  unfunded	
  personal	
  work?
ì What	
  complexities	
  are	
  introduced	
  by	
  practice-­‐based	
  research?
ì To	
  what	
  extent	
  is	
  non-­‐digital	
  material	
  a	
  problem?	
  Can	
  we	
  share	
  approaches	
  to	
  this	
  
with	
  other	
  subject	
  areas	
  (e.g.	
  biology,	
  geology),	
  remembering	
  that	
  “the	
  map	
  is	
  not	
  
the	
  land”?	
  (Korzybski)
ì What	
  other	
  characteristics	
  do	
  Arts	
  and	
  Humanities	
  data	
  have	
  in	
  common with	
  
those	
  of	
  the	
  Sciences?	
  Which	
  other	
  disciplines	
   share	
  these	
  issues	
  more	
  generally?
ì Is	
  the	
  perfect	
  the	
  enemy	
  of	
  the	
  good?
A  few  tricky  questions  around  data  in  the  Arts  and  
Humanities
ì Business	
  case (“could	
  anyone	
  die	
  or	
  go	
  to	
  jail?”)
1. The	
  law:	
  data	
  protection
2. Policy:	
  retention	
  and	
  embargo	
  periods
3. Financial/cultural	
  benefit
ì Commercial	
  considerations	
  and	
  IPR…	
  personal	
  data?
ì Access	
  arrangements/digitisation.	
  Demand	
  for	
  digitisation/archiving	
  may	
  outstrip	
  
capacity/budgets…
ì Metadata	
  creation	
  (NISO	
  types):	
  descriptive	
  (for	
  discovery),	
  administrative	
  (for	
  reuse),	
  structural	
  
(for	
  inter-­‐relating	
  objects)	
  – obviously	
  producing	
  metadata	
  also	
  costs	
  money/effort
ì Multiplicity	
  of	
  (file)	
  formats	
  and	
  creation/storage	
  media
ì Linking	
  analogue	
  and	
  digital,	
  structuring	
  collections
ì Most	
  disciplinary	
  repositories	
  support	
  a	
  limited	
  set	
  of	
  recommended	
  file	
  formats/object	
  types
ì Scope
ì Respect	
  des	
  fonds?	
  Ownership/IP	
  issues	
  may	
  make	
  this	
  tricky
ì Scale
Archiving  issues  around  Arts  and  Humanities  data
ì Need	
  – what	
  do	
  we	
  need to	
  archive?	
  Is	
  it	
  always	
  evidence	
  without	
  which	
  the	
  
research	
  outcomes	
  are	
  in	
  doubt?
ì Want	
  – do	
  we	
  want to	
  archive	
  materials	
  for	
  other	
  reasons?	
  Does	
  preserving	
  
early/developmental	
  work	
  provide	
  a	
  richer	
  experience/understanding	
  of	
  the	
  
creative	
  work	
  and	
  process?	
  How	
  do	
  we	
  make	
  a	
  business	
  case	
  for	
  this?
ì Liminality
ì Many	
  creative	
  researchers	
  are	
  on	
  fractional	
  contracts,	
  and	
  there	
  is	
  not	
  always	
  a	
  clear	
  
delineation	
  between	
  professional	
  work	
  and	
  personal	
  practice.	
  Where	
  and	
  how	
  do	
  we	
  
locate	
  the	
  line?
ì More	
  practically,	
  the	
  same	
  notebook	
  or	
  sketchbook	
  may	
  be	
  used	
  for	
  both	
  
professional	
  and	
  personal	
  purposes.	
  Its	
  contents	
  may	
  be	
  messy,	
  personal,	
  confusing…
ì Is	
  a	
  work	
  ever	
  finished,	
  or	
  just	
  abandoned?	
  (Valéry)	
  How	
  do	
  we	
  know?	
  Sometimes	
  
early	
  versions	
  are	
  equally	
  (or	
  more)	
  valuable…	
  (Munch’s	
  “Scream”,	
  Blondie’s	
  “Out	
  In	
  
The	
  Streets”)
ì How	
  much	
  time/effort	
  does	
  (potentially)	
  sensitive	
  creative	
  ‘data’	
  require	
  in	
  order	
  
to	
  be	
  prepared	
  for	
  archiving?	
  How	
  do	
  we	
  know	
  when	
  it’s	
  worth	
  it?
Possible  discussion  points
Reprise:  key  drivers  and  benefits  of  RDM
ì TRANSPARENCY:	
   The	
  evidence	
  that	
  underpins	
  research	
  
can	
  be	
  made	
  open	
  for	
  anyone	
  to	
  scrutinise,	
  and	
  attempt	
  to	
  
replicate	
  the	
  findings of	
  others.
ì EFFICIENCY/VfM:	
  Data	
  collection	
  can	
  be	
  funded	
  once,	
  and	
  
used	
  many	
  times	
  for	
  a	
  variety	
  of	
  purposes.
ì SPEED:	
  Data	
  can	
  be	
  accessed	
  more	
  quickly.	
  In	
  some	
  
disciplines,	
  such	
  as	
  climate	
  science,	
  this	
  is	
  vital.
ì RISK	
  MANAGEMENT:	
  A	
  pro-­‐active	
  approach	
  to	
  data	
  
management	
  reduces	
  the	
  risk	
  of	
  inappropriate	
  disclosure	
  
of	
  sensitive	
  data,	
  whether	
  commercial	
  or	
  personal.
ì PRESERVATION:	
  Lots	
  of	
  data	
  is	
  unique,	
  and	
  can	
  only	
  be	
  
captured	
  once.	
  If	
  lost,	
  it	
  can’t	
  be	
  replaced.	
  
1
2
5
3
4
ì Be	
  careful	
  with	
  our	
  terminology
ì “Data”	
  – be	
  clear	
  that	
  this	
  is	
  not	
  the	
  dictionary	
  definition,	
  but	
  
rather	
  shorthand	
  for	
  a	
  variety	
  of	
  scholarly	
  products/biproducts
(see	
  www.researchobject.org for	
  examples)
ì Don’t	
  use	
  “science”	
  and	
  “research”	
  interchangeably.	
  Challenge	
  
those	
  who	
  do…	
  (c.f.	
  Jan’s	
  Wissenschaft example)
ì Be	
  mindful	
  of	
  the	
  sometimes	
  blurred	
  lines	
  between	
  
professional	
  investigation	
  and	
  personal	
  expression
ì Talk	
  to	
  researchers:	
  understand	
  their	
  working	
  methods,	
  discover	
  
their	
  needs,	
  assuage	
  their	
  fears
ì Build	
  bridges	
  before they’re	
  needed
ì Accept	
  that	
  not	
  everything	
  needs	
  to	
  be	
  archived	
  – prioritise!
What  can  we  do?
ì Paper:	
  Marieke Guy,	
  Martin	
  Donnelly,	
  Laura	
  Molloy	
  (2013)	
  “Pinning	
  It	
  Down:	
  Towards	
  a	
  Practical	
  Definition	
  
of	
  ‘Research	
  Data’	
  for	
  Creative	
  Arts	
  Institutions”,	
  International	
  Journal	
  of	
  Digital	
  Curation,	
  Vol.	
  8,	
  No.	
  2,	
  pp.	
  
99-­‐110.	
  URL:	
  doi:10.2218/ijdc.v8i2.275
ì Projects:
ì KAPTUR	
  (2011-­‐13)	
  URL:	
  http://www.vads.ac.uk/kaptur/
ì A	
  consortial approach	
  to	
  building	
  an integrated	
  RDM	
  system	
  (2014-­‐16)	
  (Partners:	
  CREST,University	
  for	
  the	
  
Creative	
  Arts,	
  ULCC, Leeds	
  Trinity	
  University,Arkivum).	
  URL:	
  http://www.crest.ac.uk/welcome-­‐to-­‐the-­‐crest-­‐
rdms-­‐project-­‐blog/
ì Event:	
  “Research	
  Data	
  Management	
  Forum	
  #10:	
  RDM	
  in	
  the	
  Arts	
  and	
  Humanities”,	
  September	
  2013,	
  St	
  
Anne's	
  College,	
  University	
  of	
  Oxford.	
  URL:	
  http://www.dcc.ac.uk/events/research-­‐data-­‐management-­‐forum-­‐
rdmf/rdmf10-­‐research-­‐data-­‐management-­‐arts-­‐and-­‐humanities
ì Case	
  study:	
  Jonathan	
  Rans (2013)	
  “Planning	
  for	
  the	
  future:	
  developing	
  and	
  preserving	
  information	
  resources	
  
in	
  the	
  Arts	
  and	
  Humanities”	
  URL:	
  http://www.dcc.ac.uk/resources/developing-­‐rdm-­‐services/dmps-­‐arts-­‐and-­‐
humanities
ì Blog	
  posts:	
  
ì Marieke Guy	
  (2013)	
  “RDM	
  in	
  the	
  Performing	
  Arts”	
  URL:	
  http://www.dcc.ac.uk/blog/rdm-­‐performing-­‐arts
ì Laura	
  Molloy	
  (2015)	
  “Digital	
  Preservation	
  for	
  the	
  Arts,	
  Social	
  Sciences	
  and	
  Humanities	
  -­‐ benefits	
  for	
  everyone”	
  
URL:	
  http://www.dcc.ac.uk/blog/digital-­‐preservation-­‐arts-­‐social-­‐sciences-­‐and-­‐humanities-­‐benefits-­‐everyone
ì Slides:	
  Martin	
  Donnelly	
  (2013)	
  “‘Found’	
  and	
  ‘after’	
  -­‐ a	
  short	
  history	
  of	
  data	
  reuse	
  in	
  the	
  Arts”	
  URL:	
  
http://www.slideshare.net/martindonnelly/data-­‐reuse-­‐in-­‐the-­‐arts	
  
Further  reading  and  links
Thank  you  /  Dziękuję
ì For	
  information	
  about	
  the	
  DCC:
ì Website:	
  www.dcc.ac.uk
ì Director:	
  Kevin	
  Ashley	
  (kevin.ashley@dcc.ac.uk)
ì General	
  enquiries:	
  info@dcc.ac.uk
ì Twitter:	
  @digitalcuration
ì For	
  information	
  about	
  the	
  FOSTER	
  project:
ì Website:	
  www.fosteropenscience.eu
ì Principal	
  investigator:	
  Eloy Rodrigues	
  
(eloy@sdum.uminho.pt)
ì General	
  enquiries:	
  Gwen	
  Franck	
  
(gwen.franck@eifl.net)	
  
ì Twitter:	
  @fosterscience
ì My	
  contact	
  details:
ì Email:	
  martin.donnelly@ed.ac.uk
ì Twitter:	
  @mkdDCC
ì Slideshare:	
  www.slideshare.net/martindonnelly This work is licensed under the
Creative Commons Attribution
2.5 UK: Scotland License.Slide	
  3	
  image	
  credits:	
  score,	
  linked	
  open	
  data,	
  rhizomatic	
  network

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Research Data in the Arts and Humanities: A Few Tricky Questions

  • 1. ìResearch  Data  in  the  Arts  and   Humanities a few tricky questions Tom  Phillips,  A  Humument(1970,  1986,  1998,  2004,  2012…) Martin  Donnelly,  Digital  Curation  Centre,  University  of  Edinburgh  (and  the  FOSTER  project) OCEAN  launch  event,  University  of  Warsaw,  14  December  2015
  • 2. About  the                              DCC ì The  UK’s  centre of  expertise  in  digital  preservation  and  data   management,  established  in  2004 ì Provide  guidance,  training,  tools  and  other  services  on  all  aspects  of   research  data  management ì Organise national  and  international  events  and  webinars  (International   Digital  Curation  Conference,   Research  Data  Management  Forum) ì Our  primary  audience  has  been  the  UK  higher  education  sector,  but  we   increasingly  work  further  afield  (Europe,  North  America,  Australia,  South   Africa)  and  in  new  sectors  (government,  commercial,  etc) ì Involved  in  various  European  projects  and  initiatives,  including  FOSTER,   OpenAIRE and  EUDAT ì Now  offering  tailored  consultancy/training  services
  • 3. Overview  of  talk 1. What  do  we  mean   by  “research  data   (management)”? 2. Why  is  it  different   in  the  arts  and   humanities? 3. What  can  we  do  to   make  things   better?
  • 4. What  is  research  data  management? “the  active   management  and   appraisal  of  data   over  the  lifecycle  of   scholarly  and   scientific  interest”
  • 5. The  old  way  of  doing  research  (science) 1.  Researcher  collects  data  (information) 2.  Researcher  interprets/synthesises  data 3.  Researcher  writes  paper  based  on  data 4.  Paper  is  published  (and  preserved) 5.  Data  is  left  to  benign  neglect,  and   eventually  ceases  to  be  accessible
  • 6. The  new  way  of  doing  research  (science) Plan Collect Assure Describe Preserve Discover Integrate Analyze DEPOSIT …and   RE-­‐USE The  DataONE   lifecycle  model
  • 7. N.B.  other  models  are  available… Ellyn Montgomery, US Geological Survey
  • 8. What’s  “normal”  is  shifting… Data  management  is  a  part  of  good  research  practice. -­‐ RCUK  Policy  and  Code  of  Conduct  on  the  Governance  of  Good  Research  Conduct
  • 9. Reminder:  key  drivers  and  benefits  of  RDM ì TRANSPARENCY:   The  evidence  that  underpins  research  can  be   made  open  for  anyone  to  scrutinise,  and  attempt  to  replicate   the  findings of  others. ì EFFICIENCY/VfM:  Data  collection  can  be  funded  once,  and  used   many  times  for  a  variety  of  purposes. ì SPEED:  Data  can  be  accessed  more  quickly.  In  some  disciplines,   such  as  climate  science,  this  is  vital. ì RISK  MANAGEMENT:  A  pro-­‐active  approach  to  data   management  reduces  the  risk  of  inappropriate  disclosure  of   sensitive  data,  whether  commercial  or  personal. ì PRESERVATION:  Lots  of  data  is  unique,  and  can  only  be   captured  once.  If  lost,  it  can’t  be  replaced.  
  • 10. ì Definitions  vary  from  discipline  to  discipline,  and  from  funder  to  funder… ì Here’s  a  science-­‐centric   definition:   ì “The  recorded  factualmaterial  commonly  accepted  in  the  scientific  community  as   necessary  to  validate research  findings.”  (US  Office  of  Management  and  Budget,   Circular  110) ì [Addendum:  This  policy  applies  to  scientific  collections,  known  in  some  disciplines   as  institutional  collections,  permanent  collections,  archival  collections,  museum   collections,  or  voucher  collections,  which  are  assets  with  long-­‐term  scientific  value.   (US  Office  of  Science  and  Technology   Policy,  Memorandum,   20  March  2014)] ì And  another  from  the  visual  arts:   ì “Evidence  which  is  used  or  created  to  generate  new  knowledge  and   interpretations.  ‘Evidence’  may  be  intersubjective or  subjective;  physical  or   emotional;  persistent  or  ephemeral;  personal  or  public;  explicit  or  tacit;  and  is   consciously  or  unconsciously  referenced  by  the  researcher  at  some  point  during   the  course  of  their  research.”   (Leigh  Garrett,  KAPTUR  project:  see  http://kaptur.wordpress.com/ 2013/01/23/what-­‐is-­‐visual-­‐arts-­‐research-­‐data-­‐revisited/) So  what  is  ‘data’  exactly?
  • 11. Scientific  and  other  methods… ì The scientific method is a body of techniques for investigating phenomena, acquiring new knowledge, or correcting and integrating previous knowledge. ì To be termed scientific, a method of inquiry must be based on empirical and measurable evidence subject to specific principles of reasoning. ì The Oxford English Dictionary defines the scientific method as: “a method or procedure that has characterized natural science since the 17th century, consisting in systematic observation, measurement, and experiment, and the formulation, testing, and modification of hypotheses.” ì Source: http://en.wikipedia.org/wiki/Scientific_m ethod An art methodology differs from a science methodology, perhaps mainly insofar as the artist is not always after the same goal as the scientist. In art it is not necessarily all about establishing the exact truth so much as making the most effective form (painting, drawing, poem, novel, performance, sculpture, video, etc.) through which ideas, feelings, perceptions can be communicated to a public. With this purpose in mind, some artists will exhibit preliminary sketches and notes which were part of the process leading to the creation of a work. Sometimes, in Conceptual art, the preliminary process is the only part of the work which is exhibited, with no visible end result displayed. In such a case the "journey" is being presented as more important than the destination. Source: http://en.wikipedia.org/wiki/Art_methodo logy
  • 12. ì “A  work  is  never  completed  except  by  some  accident  such  as   weariness,  satisfaction,  the  need  to  deliver,  or  death:  for,  in   relation  to  who  or  what  is  making  it,  it  can  only  be  one  stage  in  a   series  of  inner  transformations”  – Paul  Valéry ì Paraphrased  by  Auden  as  “A  work  of  art  is  never  completed,  only   abandoned” ì “You  could  not  step twice into the same river”  – Heraclitus,  as   reported  by  Plato  (via  Socrates) ì “In  science,  one  man’s noise is  another  man’s signal”  – Edward  Ng ì ‘Truth?’  said  Pilate.  ‘What  is  that?’ – John  18:38 ì “What  is  truth? said  jesting  Pilate,  and  would  not  stay for  an   answer”  – Sir  Francis  Bacon A  few  tricky  quotations
  • 13. ì There’s  nothing  new  about  data  re-­‐use  in  the  Arts  and  Humanities;   it’s  an  integral  part  of  the  culture,  and  always  has  been… ì Think  Shakespeare’s  plots,  Kristeva’s intertextuality,  Barthes’  “galaxy  of   signifiers”,  found  sounds/objects/poems   (e.g.  Duchamp,  Morgan),   variations  on  a  theme,  collage  and  intermedia  art,  T.S.  Eliot,  DJ  culture   (sampling/breakbeat),  etc  etc   ì However,  it’s  often  more  fraught  than  data  re-­‐use  in  other  areas   (e.g.  the  Physical  Sciences,  if  not  the  Social  Sciences).  Some   characteristics  of  Arts  and  Humanities  data  are  likely  to  require  a   different  kind  of  handling  from  that  afforded  to  other  disciplines ì For  starters,  people  do  not  always  think  of  their   sources/influences/outputs  as  ‘data’,  and  the  value  and  referencing   systems  (and  norms)  may  be  quite  different… Strengths  and  weaknesses  re.  data  in  the  Arts  and   Humanities  (I)
  • 14. ì Digital  ‘data’  emerging  in  the  Arts  is  as  likely  to  be  an  outcome of  the  creative   research  process  as  an  input to  a  workflow  (e.g.  the  UK  AHRC  policy) ì Furthermore,  practice/praxis  based  research  is  more  or  less  the  sole  preserve  of   the  Humanities,  and  research/production  methods  are  not  always  rigorously   methodical  or  linear.This  is  at  odds  with  the  scientific  approach,  and  the  way  in   which  most  RDM  resources  are  described/defined/oriented ì Arts  ‘data’  is  often  personal,  and  creative  data  in  particular  may  not  be  factual  in   nature.  What  matters  most  may  not  be  the  content  itself,  but  rather  the   presentation,  the  arrangement,  the  quality  of  expression… ì This  variance  in  emphasis  tends  to  be  why  the  reason  why  Open  Access   embargoes  are  often  longer  in  the  Arts  and  Humanities  than  in  other  areas ì Creative  researchers  also  care  a  great  deal  about  the  way  in  which  their  work  is   presented,  or  ‘showcased’:  standard  repository  installations  don’t  cut  it! ì What  do  Arts  and  Science  data  have  in  common?  Both  may  be  financially   valuable  and/or  precious  to  their  creators Strengths  and  weaknesses  re.  data  in  the  Arts  and   Humanities  (II)
  • 15. ì Are  the  goals  – or  indeed  the  concepts  – of  evidence,  facts,  validation,  replication   still  central  in  disciplines   which  tend  towards  subjectivity,  interpretation,  argument   and  quality  of  expression? ì How  do  we  identify,  preserve  and  share  ephemera,  emotions,  the  unconscious…?   How  do  we  protect  rights  around  creative  data?  What  are  the  financial/ownership   issues  accompanying  creative/Arts  research? ì Is  it  clear  where  creative  research  begins  and  ends?  How  can  we  draw  a  line   between  funded  research  and  unfunded  personal  work? ì What  complexities  are  introduced  by  practice-­‐based  research? ì To  what  extent  is  non-­‐digital  material  a  problem?  Can  we  share  approaches  to  this   with  other  subject  areas  (e.g.  biology,  geology),  remembering  that  “the  map  is  not   the  land”?  (Korzybski) ì What  other  characteristics  do  Arts  and  Humanities  data  have  in  common with   those  of  the  Sciences?  Which  other  disciplines   share  these  issues  more  generally? ì Is  the  perfect  the  enemy  of  the  good? A  few  tricky  questions  around  data  in  the  Arts  and   Humanities
  • 16. ì Business  case (“could  anyone  die  or  go  to  jail?”) 1. The  law:  data  protection 2. Policy:  retention  and  embargo  periods 3. Financial/cultural  benefit ì Commercial  considerations  and  IPR…  personal  data? ì Access  arrangements/digitisation.  Demand  for  digitisation/archiving  may  outstrip   capacity/budgets… ì Metadata  creation  (NISO  types):  descriptive  (for  discovery),  administrative  (for  reuse),  structural   (for  inter-­‐relating  objects)  – obviously  producing  metadata  also  costs  money/effort ì Multiplicity  of  (file)  formats  and  creation/storage  media ì Linking  analogue  and  digital,  structuring  collections ì Most  disciplinary  repositories  support  a  limited  set  of  recommended  file  formats/object  types ì Scope ì Respect  des  fonds?  Ownership/IP  issues  may  make  this  tricky ì Scale Archiving  issues  around  Arts  and  Humanities  data
  • 17. ì Need  – what  do  we  need to  archive?  Is  it  always  evidence  without  which  the   research  outcomes  are  in  doubt? ì Want  – do  we  want to  archive  materials  for  other  reasons?  Does  preserving   early/developmental  work  provide  a  richer  experience/understanding  of  the   creative  work  and  process?  How  do  we  make  a  business  case  for  this? ì Liminality ì Many  creative  researchers  are  on  fractional  contracts,  and  there  is  not  always  a  clear   delineation  between  professional  work  and  personal  practice.  Where  and  how  do  we   locate  the  line? ì More  practically,  the  same  notebook  or  sketchbook  may  be  used  for  both   professional  and  personal  purposes.  Its  contents  may  be  messy,  personal,  confusing… ì Is  a  work  ever  finished,  or  just  abandoned?  (Valéry)  How  do  we  know?  Sometimes   early  versions  are  equally  (or  more)  valuable…  (Munch’s  “Scream”,  Blondie’s  “Out  In   The  Streets”) ì How  much  time/effort  does  (potentially)  sensitive  creative  ‘data’  require  in  order   to  be  prepared  for  archiving?  How  do  we  know  when  it’s  worth  it? Possible  discussion  points
  • 18. Reprise:  key  drivers  and  benefits  of  RDM ì TRANSPARENCY:   The  evidence  that  underpins  research   can  be  made  open  for  anyone  to  scrutinise,  and  attempt  to   replicate  the  findings of  others. ì EFFICIENCY/VfM:  Data  collection  can  be  funded  once,  and   used  many  times  for  a  variety  of  purposes. ì SPEED:  Data  can  be  accessed  more  quickly.  In  some   disciplines,  such  as  climate  science,  this  is  vital. ì RISK  MANAGEMENT:  A  pro-­‐active  approach  to  data   management  reduces  the  risk  of  inappropriate  disclosure   of  sensitive  data,  whether  commercial  or  personal. ì PRESERVATION:  Lots  of  data  is  unique,  and  can  only  be   captured  once.  If  lost,  it  can’t  be  replaced.   1 2 5 3 4
  • 19. ì Be  careful  with  our  terminology ì “Data”  – be  clear  that  this  is  not  the  dictionary  definition,  but   rather  shorthand  for  a  variety  of  scholarly  products/biproducts (see  www.researchobject.org for  examples) ì Don’t  use  “science”  and  “research”  interchangeably.  Challenge   those  who  do…  (c.f.  Jan’s  Wissenschaft example) ì Be  mindful  of  the  sometimes  blurred  lines  between   professional  investigation  and  personal  expression ì Talk  to  researchers:  understand  their  working  methods,  discover   their  needs,  assuage  their  fears ì Build  bridges  before they’re  needed ì Accept  that  not  everything  needs  to  be  archived  – prioritise! What  can  we  do?
  • 20. ì Paper:  Marieke Guy,  Martin  Donnelly,  Laura  Molloy  (2013)  “Pinning  It  Down:  Towards  a  Practical  Definition   of  ‘Research  Data’  for  Creative  Arts  Institutions”,  International  Journal  of  Digital  Curation,  Vol.  8,  No.  2,  pp.   99-­‐110.  URL:  doi:10.2218/ijdc.v8i2.275 ì Projects: ì KAPTUR  (2011-­‐13)  URL:  http://www.vads.ac.uk/kaptur/ ì A  consortial approach  to  building  an integrated  RDM  system  (2014-­‐16)  (Partners:  CREST,University  for  the   Creative  Arts,  ULCC, Leeds  Trinity  University,Arkivum).  URL:  http://www.crest.ac.uk/welcome-­‐to-­‐the-­‐crest-­‐ rdms-­‐project-­‐blog/ ì Event:  “Research  Data  Management  Forum  #10:  RDM  in  the  Arts  and  Humanities”,  September  2013,  St   Anne's  College,  University  of  Oxford.  URL:  http://www.dcc.ac.uk/events/research-­‐data-­‐management-­‐forum-­‐ rdmf/rdmf10-­‐research-­‐data-­‐management-­‐arts-­‐and-­‐humanities ì Case  study:  Jonathan  Rans (2013)  “Planning  for  the  future:  developing  and  preserving  information  resources   in  the  Arts  and  Humanities”  URL:  http://www.dcc.ac.uk/resources/developing-­‐rdm-­‐services/dmps-­‐arts-­‐and-­‐ humanities ì Blog  posts:   ì Marieke Guy  (2013)  “RDM  in  the  Performing  Arts”  URL:  http://www.dcc.ac.uk/blog/rdm-­‐performing-­‐arts ì Laura  Molloy  (2015)  “Digital  Preservation  for  the  Arts,  Social  Sciences  and  Humanities  -­‐ benefits  for  everyone”   URL:  http://www.dcc.ac.uk/blog/digital-­‐preservation-­‐arts-­‐social-­‐sciences-­‐and-­‐humanities-­‐benefits-­‐everyone ì Slides:  Martin  Donnelly  (2013)  “‘Found’  and  ‘after’  -­‐ a  short  history  of  data  reuse  in  the  Arts”  URL:   http://www.slideshare.net/martindonnelly/data-­‐reuse-­‐in-­‐the-­‐arts   Further  reading  and  links
  • 21. Thank  you  /  Dziękuję ì For  information  about  the  DCC: ì Website:  www.dcc.ac.uk ì Director:  Kevin  Ashley  (kevin.ashley@dcc.ac.uk) ì General  enquiries:  info@dcc.ac.uk ì Twitter:  @digitalcuration ì For  information  about  the  FOSTER  project: ì Website:  www.fosteropenscience.eu ì Principal  investigator:  Eloy Rodrigues   (eloy@sdum.uminho.pt) ì General  enquiries:  Gwen  Franck   (gwen.franck@eifl.net)   ì Twitter:  @fosterscience ì My  contact  details: ì Email:  martin.donnelly@ed.ac.uk ì Twitter:  @mkdDCC ì Slideshare:  www.slideshare.net/martindonnelly This work is licensed under the Creative Commons Attribution 2.5 UK: Scotland License.Slide  3  image  credits:  score,  linked  open  data,  rhizomatic  network