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Changes in support for open access:
Laudatory or predatory?
Denise Troll Covey
Scholarly Communications Librarian
Carnegie Mellon University
ICDL 2013
The conference paper associated
with this slideshow is available at
http://works.bepress.com/denise_troll_covey/79/
matter
Changes
barriers
Removing
Why?
Publishers support
self-archiving,
but oppose
self-archiving mandates
Trend in levels of support
0
200
400
600
800
1,000
1,200
1,400
0%
20%
40%
60%
80%
100%
Apr04
Jun04
Aug04
Sep04
Dec04
Feb05
Apr05
Jun05
Nov05
Dec05
Apr06
Jun06
Sep06
Oct06
Nov06
Jan07
Feb07
Mar07
May07
Jun07
Sep07
Oct07
Dec07
Feb08
Apr08
Jun08
Jul08
Dec08
Oct09
Nov09
Feb10
Aug10
Nov10
Jun11
Jul11
Sep11
Feb12
Aug12
Sep12
Jan13
May13
Jun13
April 2004 June 2013No support for self-archiving
Minimal support: Pre-prints only (before peer review)
Post-prints only (after peer review)
Full support: Pre-prints and post-prints
Total policies
#1
Publishers
are free
to change
their self-
archiving
policy &
they do
No level is stable
One out of five changed
Often many years later
Mixed messages
Intriguing correlations 2004-2013
709 publishers
Change level
of support
2004-2013
26 publishers
Change policy
conditions
Control
version
location
timing
Paid OA
Embargoes
Repositories
Mandates
#2
For-profit
publisher
policies
are the most
unstable,
influential
& predatory
26 dataset changed dataset
All pubs 50% 100%
Non-profits 29% 65%
For-profits 78% 35%
Unstable
709 dataset changed dataset
All pubs 19% 100%
Non-profits 17% 71%
For-profits 27% 26%
Influential
709 dataset
Changes impacted 10,837 titles
90% published by for-profits
26 dataset
Changes by 9 popular for-profit publishers
account for 67% of the 10,837 titles
Predatory
Bait & switch
Distort
Complicate
Coerce
2004-2013
26 publishers
“You may
if you wish,
but not
if you must”
– Stevan Harnad’s paraphrase
of Elsevier’s policy
#3
Policy changes
reflect changes
in perception
of threats
& opportunities
Support
Deter
Oppose
Self-archiving
Association of American Publishers
PSP Bulletin
As self-archiving
increases,
the threat
increases
Attack
Embrace
Promote
Prey
OA publishing
Association of American Publishers
PSP Bulletin
Willingness
to pay becomes
an opportunity
to exploit
It’s all about
the revenue
stream(s)
#4
The AAP’s
lobbying aims
at the uninformed
to keep them
uninformed
Assume facts not in evidence
Scholarly publishing
is functioning well
Full copyright transfer
is necessary
Embargoes are necessary
Force unnecessary choices
Peer review
OR open access
Traditional publishing
OR government censorship
Healthy publishing & fiscal responsibility
OR gov’t intervention & waste
Obfuscate to alarm
Self-archiving mandates
will have harmful
unintended consequences
Self-archiving mandates
undermine copyright,
which harms publishing,
which harms the economy
Change the basis of argument
Publications are
private sector works
distinct from
author manuscripts
Attempt to structure reality
As the bolt of fabric is
to the finished suit,
the author’s manuscript
is to the publication
Recap
1. Publishers are free to change
their self-archiving policy & they do
2. For-profit publisher policies are
the most unstable, influential & predatory
3. Policy changes reflect changes in perception
of threats & opportunities
4. The AAP’s lobbying aims at the uninformed
to keep them uninformed
with deep
understanding
Call to act
Study for-profit publisher behavior
Lobby for self-archiving mandates
Address Fear, Uncertainty, & Doubt (FUD)
Help non-profit publishers
transition to open access
Keep fighting the good fight!
Images
http://sanisidrolabradordemantalongon.wordpress.com/organiza
tions/parish-youth-coordinating-council-pycc/
http://www.defenders.org/mountain-lion/basic-facts
- © Cody S. Hoagland
http://www.flickr.com/photos/45325473@N04/5004694149/
- blinkingidiot – CC-BY-ND
http://www.flickr.com/photos/92661859@N00/388979184/
- bitzcelt - CC-BY-NC-ND
http:// www.flickr.com/photos/26854808@N06/2603767663/
- Habitat for Humanity Great Britain – CC-BY-NC-ND
http://www.flickr.com/photos/57956171@N00/317125624/
- ferran pestaña – CC-BY-SA
Images
http://www.flickr.com/photos/14111752@N07/4883065712/
- AlicePopkorn – CC-BY-NC-ND
http://www.flickr.com/photos/19232773@N00/4570412801/
- Kalense Kid – CC-BY-NC-SA
http://www.flickr.com/photos/56738296@N00/3998920111/
- ankakay – CC-BY
http://www.flickr.com/photos/14922165@N00/2708577920/
- Nicholas_T – CC-BY
http://www.easy-thonon.com/Tir-a-l-arc
http://fc09.deviantart.net/fs71/f/2013/181/9/4/yuna__http://fc0
9.deviantart.net/fs71/f/2013/181/9/4/yuna_final_fantasy_x_by
_carmenmcs-d2a5hqz.jpg- CarmenMCS
Images
http://forum.santabanta.com/showthread.htm?251056-
Trinkets-from-India-Hyderabad
http://www.flickr.com/photos/mobilene/2769179821/in/photos
tream/ - Jim Grey – CC-BY-NC-ND
http://www.geograph.org.uk/photo/3033712 – Colin smith CC-
BY-SA
http://www.flickr.com/photos/greentea/4159579069/ -
Andrea Williams – CC-BY-NC-ND
http://commons.wikimedia.org/wiki/File:Candle-flame-no-
reflection.jpg
Thank you!
Denise Troll Covey
Scholarly Communications Librarian
Carnegie Mellon University
troll@andrew.cmu.edu

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Changes in Support for Open Access: Laudatory or Predatory