The Reg-X platform supports global regulations such as MiFID II, EMIR, SFTR, CFTC, SEC, MAS and ASIC. It is secure, scalable, intuitive and easy to use with a single interface for all your global regulatory reporting needs. The platform covers the entire regulatory reporting spectrum, including Middleware for trade/transactions reporting, Accuracy control to identify reporting inaccuracies, Completeness control for reconciliation between the firm’s trading platform and the regulator’s systems and Back reporting for correcting and re-reporting historical trade/transactions with inaccuracies.

1. ABOUT US
The Reg-X platform supports global regulations such as
MiFID II, EMIR, SFTR, CFTC, SEC, MAS and ASIC. It is
secure, scalable, intuitive and easy to use with a single
interface for all your regulatory reporting needs. The
platform is also seamless and modular, allowing you to
easily integrate it into your existing systems. With Reg-X,
you can confidently manage the complexity of
regulatory reporting and ensure that your firm is
compliant with all relevant regulations.

2. 1.MIFID II TRANSACTION REPORTING
MiFID II transaction reporting mandates financial
firms in the European Union to report details of
their financial instrument transactions. This aims
to increase transparency, detect market abuse,
enhance investor protection, and improve market
surveillance. Reported data includes instrument
details, parties involved, execution venues, and
timestamps. Compliance is crucial for maintaining
regulatory standards and avoiding penalties.

3. EMIR TRADE REPORTING IS THE MANDATORY
REQUIREMENT FOR PARTIES IN THE EU INVOLVED
IN DERIVATIVE TRANSACTIONS TO REPORT
TRANSACTION DETAILS TO AUTHORIZED TRADE
REPOSITORIES. REPORTED DATA INCLUDES
PARTIES’ DETAILS, DERIVATIVE TYPE, NOTIONAL
AMOUNT, TRADE DATE, AND MORE. THE GOAL IS
TO MONITOR ACTIVITY, MITIGATE SYSTEMIC
RISK, DETECT MARKET ABUSE, ASSESS
COUNTERPARTY RISK, AND BOOST INVESTOR
CONFIDENCE IN THE EU’S DERIVATIVES MARKET.
2.EMIR TRADE
REPORTING

4. 3.SFTR TRADE
REPORTING
The Securities Financing Transactions Regulation
(SFTR) was introduced by the European Union
(EU) to regulate the securities finance market,
which is regarded as a major contributor to the
2008 financial crisis. SFTR trade reporting
is an important requirement of the regulation,
and it aims to enhance the transparency of the
securities finance market while reducing the risks
involved in securities financing transactions.

5. SEC REPORTING INVOLVES DISCLOSING
FINANCIAL AND NON-FINANCIAL INFORMATION TO
THE U.S. SECURITIES AND EXCHANGE
COMMISSION (SEC). IT INCLUDES SUBMITTING
DOCUMENTS LIKE ANNUAL REPORTS, IPO
REGISTRATION STATEMENTS, AND CURRENT
EVENT REPORTS TO PROVIDE TRANSPARENCY AND
COMPLIANCE. THIS PROCESS GIVES INVESTORS
ACCURATE INSIGHTS INTO A COMPANY’S
FINANCIAL HEALTH, OPERATIONS, AND RISKS,
AIDING INFORMED INVESTMENT DECISIONS AND
MAINTAINING MARKET INTEGRITY. Terrestrial
Broadband Provider
4.SEC REGULATORY
REPORTING

6. 5.MAS TRADE
REPORTING
MAS trade reporting involves submitting
financial and non-financial data to Singapore’s
central bank, the Monetary Authority of
Singapore (MAS). It’s mandatory for regulated
entities like banks and insurers to provide
reports
on financial performance, risk management, and
more. These reports help MAS monitor stability,
transparency, and compliance in Singapore’s
financial sector.

7. ASIC TRADE REPORTING MANDATES MARKET
PARTICIPANTS IN AUSTRALIA TO REPORT OVER-
THE?COUNTER (OTC) DERIVATIVE
TRANSACTIONS TO THE AUSTRALIAN SECURITIES
AND INVESTMENTS COMMISSION (ASIC). THIS
REQUIREMENT AIMS TO IMPROVE
TRANSPARENCY, MITIGATE RISKS, AND ENABLE
EFFECTIVE OVERSIGHT OF THE OTC DERIVATIVE
MARKET. BY COLLECTING TRANSACTION DATA,
ASIC CAN IDENTIFY POTENTIAL RISKS AND
MARKET ABUSES, ENSURING A STABLE AND
TRANSPARENT FINANCIAL SYSTEM.
6.ASIC TRADE
REPORTING

8. 7.CFTC SWAP
REPORTING
VCFTC SWAP REPORTING MANDATES THAT
PARTICIPANTS IN THE UNITED STATES
REPORT SWAP TRANSACTIONS TO THE
COMMODITY FUTURES TRADING
COMMISSION (CFTC). REPORTING
INCLUDES TRANSACTION DETAILS SUCH
AS PARTIES INVOLVED, SWAP TERMS,
NOTIONAL AMOUNT, AND EXECUTION
TIME. THE GOALS ARE TO ENHANCE
TRANSPARENCY, MANAGE RISK, OVERSEE
MARKETS, AND ENSURE REGULATORY
COMPLIANCE IN THE DERIVATIVES
MARKET.

9. +44 20 8145
5473
23, 63/66 HATTON GARDEN,
FIFTH FLOOR, LONDON EC1N 8LE,
UNITED KINGDOM
https://reg-x.co.uk/