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Managing Scholarly Research Output:
The Smithsonian Institution Experience
An Introduction to Smithsonian Research Information Management
Martin R. Kalfatovic
Alvin Hutchinson, Richard Naples,
Suzanne Pilsk
CNI Spring Meeting
8 April 2019 | St. Louis
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156 Million Objects &
Specimens
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Anacostia Community Museum Library
National Air and Space Museum Library
National Museum of African American History & Culture Library
National Museum of American History Library
National Postal Museum Library
Smithsonian Institution Libraries Research Annex
The Vine Deloria, Jr. Library, National Museum of the American Indian
History and Culture
Smithsonian American Art / Portrait Gallery Library
Cooper-Hewitt Smithsonian Design Library
Freer and Sackler Galleries Library
Hirshhorn Museum and Sculpture Garden Library
Warren M. Robbins Library, National Museum of African Art
Art and Design
Botany and Horticulture Library
John Wesley Powell Library of Anthropology
Museum Support Center Library
National Museum of Natural History Library
National Zoological Park Library
Smithsonian Environmental Research Center Library
Earl Tupper Library, Smithsonian Tropical Research Institute
Sciences
Dibner Library of the History of Science and Technology
Joseph F. Cullman 3rd Library of Natural History
Special Collections
Smithsonian Libraries
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Supporting
Research
Taxonomy
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Supporting
Research
Keeping Pandas Alive
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Olinguito
(Bassaricyon neblina)
First carnivore species discovered
in Americas in 35 years.
Supporting
Research
New Discoveries
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Supporting
Research
History / Art / Culture
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SCHOLARLY PUBLISHING
EXPONENTIAL GROWTH OF ARTICLES
Global scientific output
doubles every nine years
Source: http://blogs.nature.com/news/2014/05/global-
scientific-output-doubles-every-nine-years.html
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SMITHSONIAN SCHOLARLY PUBLISHING
0
10000
20000
30000
40000
50000
60000
70000
80000
90000
Growth of annual number of publications by Smithsonian authors in Research Online (from 1843-2018)
OVER 87K PUBLICATIONS SINCE 1843
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SMITHSONIAN RESEARCH ONLINE
RESEARCH.SI.EDU
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Dspace Repository
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SCIENCE
HISTORY &
CULTURE
ART
OTHER
What
Smithsonian
Researchers
Publish
Lots of Science, sure.
But enough of the “other
stuff” to cause data
capture headaches
12,115 publications: 2012-2017
87,800+ total publications since 1846
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NATURAL
HISTORY
MUSEUM
ASTROPHYSICAL
OBSERVATORY
TROPICAL
RESEARCH
INSTITUTE
NATIONAL
ZOO
ENVIRONMENTAL
RESEARCH CENTER
MUSEUM
CONSERVATION
INSTITUTE
Science
Publications in
Research Online
From astrophysics to
zebra reproduction,
10:1 journal articles to
everything else
9,834 Science publications: 2012-2017
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AIR & SPACE
MUSEUM
AMERICAN
HISTORY
MUSEUM
POSTAL
MUSEUM
FOLKLIFE
AMERICAN
INDIAN
ANACOSTIA
AFRICAN AMERICAN
HISTORY AND CULTURE
ASIAN PACIFIC
AMERICAN CENTER
1,376 History & Culture publications:
2012-2017
History & Culture
Publications in
Research Online
25% book & book
chapters, 25% blog posts,
50% journal articles
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AMERICAN ART MUSEUM
FREER & SACKLER
PORTRAIT GALLERY
COOPER HEWITT
HIRSHHORN
AFRICAN
ART
350 Art publications: 2012-2017
Art Publications in
Research Online
More than half are books or
book chapters
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SCHOLARLY
PRESS
CASTLE
OFFICE OF
POLICY &
ANALYSIS
ARCHIVES
SMITHSONIAN
LIBRARIES
GARDENS
Other Publications in
Research Online
Interdisciplinary and support
organizations, including our
publications arm.
60% books & chapters
411 Other publications: 2012-2017
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Yet Another Digital Identifier (YADI) Slide
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Commitment to Globally Unique Identifiers

CrossRef DOIs

Zenodo

ORCID

EZID

Archival Resource Keys

Etc.
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We interupt this talk for a public
service announcment …
ARKs in the Open Project
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ARKs in the Open:
community owned
identifier infrastructure
ARKs in the Open Project
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The Covenant of the ARK
The ARK scheme
will not charge fees to create or use ARKs
will not limit the number of ARKs you assign
will not limit the kind of content you identify
will not require metadata, nor even persistence
will not mandate use of any particular resolver
21
The Covenant of the ARK
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Collaboration with DuraSpace
ARKsInTheOpen.org
• Start-up help for community-building
• Experience with open-source
software support
• Fiscal sponsor for small non-profits
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No!
CDL plans to be a core member
of the ARK community and invites anyone
with an interest in promoting long-term access to
information objects to join us.
Is CDL abandoning ARKs?
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How can I get involved?

Explore the work so far: ARKsInTheOpen.org

ARK mailing list

Express your Interest: bit.ly/2C4fU8f

Project roadmap, Advisory Group

WGs: outreach, sustainability, technical
Questions?
arks@ucop.edu
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Smithsonian Public Access Plan
• Reaffirm the Smithsonian’s
commitment to increasing public
access to federally funded research
materials.
• Support the governance of and best
practices for managing federally
funded research materials across the
Smithsonian.
• Ensure effective access to and
reliable preservation of federally
funded research materials for
research, development, and
education.
• Preserve and increase the use of
federally funded research materials
to enhance discoveries.
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Smithsonian Public Access Plan
Public Access to Federally
Funded Research Materials
Submission of accepted manuscripts
and publisher agreements is facilitated
via a website maintained by the
Smithsonian Libraries. Likewise
uploading the accepted manuscript to
the SRO repository and observing any
stated embargo period is done by SRO
program staff.
Persistent Identifier Use and
Creation
The Smithsonian Libraries works with
recognized external service providers
to create and manage standard
identifiers used in scholarly
informatics.
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The Smithsonian is publishing more articles in Open
Access Journals
Articles in OA Journals
Articles published 2012-2018 in Smithsonian Research Online with
exact journal title matches with the Directory of Open Access
Journals.
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
0
50
100
150
200
250
300
350
400
18
39
26 21 16 10
22 21
61 67
86
139
176
196
222
284
329
311
368
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But publishing in OA Journals still only accounts for a low
percentage of all articles
% of Total Articles in OA Journals
Articles published 2012-2018 in Smithsonian Research Online with
exact journal title matches with the Directory of Open Access
Journals.
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
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Atmospheric Chemistry and Phy...
BMC Geno...
Biodiversity Data Jou...
Science Adva...
Royal Society Open Sci...
Journal of Hymenoptera Rese...
Ecosp...
BMC Evolutionary Bio...
Nature Communicat...
P
Scientific Rep...
Phyto...
Ecology and Evolu...
Zoo
PLoS...
20
20
21
23
32
34
39
49
62
78
93
94
98
175
408
These are the 15 journals where we’ve published
20+ articles from 2012 to 2018
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Bibliometrics in Service of …
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Administration
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Administration
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BIBLIOMETRICS AT THE SMITHSONIAN
AD HOC REPORTING EXAMPLES
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BIBLIOMETRICS AT THE SMITHSONIAN
AD HOC REPORTING EXAMPLES
Impact of Evolution of Terrestrial Ecosystems
CITATION ANALYSIS, PRODUCTIVITY, CLARIVATE INCITES, ALTMETRICS
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Data Reuse on Staff & Department Pages
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Data Reuse on Staff & Department Pages
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Smithsonian Profiles
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Smithsonian Profiles
• Expert Locator
• Source for staff
information for re-use in
other Smithsonian
systems
• Statistics on staff
expertise
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Smithsonian Profiles
• Profiles link
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Smithsonian Profiles
• Profiles Details
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RIM in a Material Culture Enviroment
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Smithsonian Research Information Managment
Collections & Research: RDM
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Smithsonian Research Information Managment
People: Profiles
Collections & Research: RDM
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Smithsonian Research Information Managment
People: Profiles
Collections & Research: RDM
Publication Citation: Research Online
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Smithsonian Research Information Managment
Public Access: Research Repository
People: Profiles
Collections & Research: RDM
Publication Citation: Research Online
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Smithsonian Research Information Managment
Public Access: Research Repository
People: Profiles
Collections & Research: RDM
Impact: Bibliometrics/ScholComm
Publication Citation: Research Online
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Smithsonian Research Information Managment
Public Access: Research Repository
People: Profiles
Collections & Research: RDM
Impact: Bibliometrics/ScholComm
Publication Citation: Research Online
IDENTIFIERS
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Thank You!
Alvin Hutchinson
Richard Naples
Scott Miller
Suzanne Pilsk
Thanks to these
Smithsonian Staff for
assistance in this
presentation
& The ARKs in the
Open Team

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Managing Scholarly Research Output: The Smithsonian Institution Experience

  • 1. Click to edit Master title style Managing Scholarly Research Output: The Smithsonian Institution Experience An Introduction to Smithsonian Research Information Management Martin R. Kalfatovic Alvin Hutchinson, Richard Naples, Suzanne Pilsk CNI Spring Meeting 8 April 2019 | St. Louis
  • 2. Click to edit Master title style 156 Million Objects & Specimens
  • 3. Click to edit Master title style Anacostia Community Museum Library National Air and Space Museum Library National Museum of African American History & Culture Library National Museum of American History Library National Postal Museum Library Smithsonian Institution Libraries Research Annex The Vine Deloria, Jr. Library, National Museum of the American Indian History and Culture Smithsonian American Art / Portrait Gallery Library Cooper-Hewitt Smithsonian Design Library Freer and Sackler Galleries Library Hirshhorn Museum and Sculpture Garden Library Warren M. Robbins Library, National Museum of African Art Art and Design Botany and Horticulture Library John Wesley Powell Library of Anthropology Museum Support Center Library National Museum of Natural History Library National Zoological Park Library Smithsonian Environmental Research Center Library Earl Tupper Library, Smithsonian Tropical Research Institute Sciences Dibner Library of the History of Science and Technology Joseph F. Cullman 3rd Library of Natural History Special Collections Smithsonian Libraries
  • 4. Click to edit Master title style Supporting Research Taxonomy
  • 5. Click to edit Master title style Supporting Research Keeping Pandas Alive
  • 6. Click to edit Master title style Olinguito (Bassaricyon neblina) First carnivore species discovered in Americas in 35 years. Supporting Research New Discoveries
  • 7. Click to edit Master title style Supporting Research History / Art / Culture
  • 8. Click to edit Master title style SCHOLARLY PUBLISHING EXPONENTIAL GROWTH OF ARTICLES Global scientific output doubles every nine years Source: http://blogs.nature.com/news/2014/05/global- scientific-output-doubles-every-nine-years.html
  • 9. Click to edit Master title style SMITHSONIAN SCHOLARLY PUBLISHING 0 10000 20000 30000 40000 50000 60000 70000 80000 90000 Growth of annual number of publications by Smithsonian authors in Research Online (from 1843-2018) OVER 87K PUBLICATIONS SINCE 1843
  • 10. Click to edit Master title style SMITHSONIAN RESEARCH ONLINE RESEARCH.SI.EDU
  • 11. Click to edit Master title style Dspace Repository
  • 12. Click to edit Master title style SCIENCE HISTORY & CULTURE ART OTHER What Smithsonian Researchers Publish Lots of Science, sure. But enough of the “other stuff” to cause data capture headaches 12,115 publications: 2012-2017 87,800+ total publications since 1846
  • 13. Click to edit Master title style NATURAL HISTORY MUSEUM ASTROPHYSICAL OBSERVATORY TROPICAL RESEARCH INSTITUTE NATIONAL ZOO ENVIRONMENTAL RESEARCH CENTER MUSEUM CONSERVATION INSTITUTE Science Publications in Research Online From astrophysics to zebra reproduction, 10:1 journal articles to everything else 9,834 Science publications: 2012-2017
  • 14. Click to edit Master title style AIR & SPACE MUSEUM AMERICAN HISTORY MUSEUM POSTAL MUSEUM FOLKLIFE AMERICAN INDIAN ANACOSTIA AFRICAN AMERICAN HISTORY AND CULTURE ASIAN PACIFIC AMERICAN CENTER 1,376 History & Culture publications: 2012-2017 History & Culture Publications in Research Online 25% book & book chapters, 25% blog posts, 50% journal articles
  • 15. Click to edit Master title style AMERICAN ART MUSEUM FREER & SACKLER PORTRAIT GALLERY COOPER HEWITT HIRSHHORN AFRICAN ART 350 Art publications: 2012-2017 Art Publications in Research Online More than half are books or book chapters
  • 16. Click to edit Master title style SCHOLARLY PRESS CASTLE OFFICE OF POLICY & ANALYSIS ARCHIVES SMITHSONIAN LIBRARIES GARDENS Other Publications in Research Online Interdisciplinary and support organizations, including our publications arm. 60% books & chapters 411 Other publications: 2012-2017
  • 17. Click to edit Master title style Yet Another Digital Identifier (YADI) Slide
  • 18. Click to edit Master title style Commitment to Globally Unique Identifiers  CrossRef DOIs  Zenodo  ORCID  EZID  Archival Resource Keys  Etc.
  • 19. Click to edit Master title style We interupt this talk for a public service announcment … ARKs in the Open Project
  • 20. Click to edit Master title style ARKs in the Open: community owned identifier infrastructure ARKs in the Open Project
  • 21. Click to edit Master title style The Covenant of the ARK The ARK scheme will not charge fees to create or use ARKs will not limit the number of ARKs you assign will not limit the kind of content you identify will not require metadata, nor even persistence will not mandate use of any particular resolver 21 The Covenant of the ARK
  • 22. Click to edit Master title style Collaboration with DuraSpace ARKsInTheOpen.org • Start-up help for community-building • Experience with open-source software support • Fiscal sponsor for small non-profits
  • 23. Click to edit Master title style No! CDL plans to be a core member of the ARK community and invites anyone with an interest in promoting long-term access to information objects to join us. Is CDL abandoning ARKs?
  • 24. Click to edit Master title style How can I get involved?  Explore the work so far: ARKsInTheOpen.org  ARK mailing list  Express your Interest: bit.ly/2C4fU8f  Project roadmap, Advisory Group  WGs: outreach, sustainability, technical Questions? arks@ucop.edu
  • 25. Click to edit Master title style Smithsonian Public Access Plan • Reaffirm the Smithsonian’s commitment to increasing public access to federally funded research materials. • Support the governance of and best practices for managing federally funded research materials across the Smithsonian. • Ensure effective access to and reliable preservation of federally funded research materials for research, development, and education. • Preserve and increase the use of federally funded research materials to enhance discoveries.
  • 26. Click to edit Master title style Smithsonian Public Access Plan Public Access to Federally Funded Research Materials Submission of accepted manuscripts and publisher agreements is facilitated via a website maintained by the Smithsonian Libraries. Likewise uploading the accepted manuscript to the SRO repository and observing any stated embargo period is done by SRO program staff. Persistent Identifier Use and Creation The Smithsonian Libraries works with recognized external service providers to create and manage standard identifiers used in scholarly informatics.
  • 27. Click to edit Master title style The Smithsonian is publishing more articles in Open Access Journals Articles in OA Journals Articles published 2012-2018 in Smithsonian Research Online with exact journal title matches with the Directory of Open Access Journals. 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 0 50 100 150 200 250 300 350 400 18 39 26 21 16 10 22 21 61 67 86 139 176 196 222 284 329 311 368
  • 28. Click to edit Master title style But publishing in OA Journals still only accounts for a low percentage of all articles % of Total Articles in OA Journals Articles published 2012-2018 in Smithsonian Research Online with exact journal title matches with the Directory of Open Access Journals. 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
  • 29. Click to edit Master title style Atmospheric Chemistry and Phy... BMC Geno... Biodiversity Data Jou... Science Adva... Royal Society Open Sci... Journal of Hymenoptera Rese... Ecosp... BMC Evolutionary Bio... Nature Communicat... P Scientific Rep... Phyto... Ecology and Evolu... Zoo PLoS... 20 20 21 23 32 34 39 49 62 78 93 94 98 175 408 These are the 15 journals where we’ve published 20+ articles from 2012 to 2018
  • 30. Click to edit Master title style Bibliometrics in Service of …
  • 31. Click to edit Master title style Administration
  • 32. Click to edit Master title style Administration
  • 33. Click to edit Master title style BIBLIOMETRICS AT THE SMITHSONIAN AD HOC REPORTING EXAMPLES
  • 34. Click to edit Master title style BIBLIOMETRICS AT THE SMITHSONIAN AD HOC REPORTING EXAMPLES Impact of Evolution of Terrestrial Ecosystems CITATION ANALYSIS, PRODUCTIVITY, CLARIVATE INCITES, ALTMETRICS
  • 35. Click to edit Master title style Data Reuse on Staff & Department Pages
  • 36. Click to edit Master title style Data Reuse on Staff & Department Pages
  • 37. Click to edit Master title style Smithsonian Profiles
  • 38. Click to edit Master title style Smithsonian Profiles • Expert Locator • Source for staff information for re-use in other Smithsonian systems • Statistics on staff expertise
  • 39. Click to edit Master title style Smithsonian Profiles • Profiles link
  • 40. Click to edit Master title style Smithsonian Profiles • Profiles Details
  • 41. Click to edit Master title style RIM in a Material Culture Enviroment
  • 42. Click to edit Master title style Smithsonian Research Information Managment Collections & Research: RDM
  • 43. Click to edit Master title style Smithsonian Research Information Managment People: Profiles Collections & Research: RDM
  • 44. Click to edit Master title style Smithsonian Research Information Managment People: Profiles Collections & Research: RDM Publication Citation: Research Online
  • 45. Click to edit Master title style Smithsonian Research Information Managment Public Access: Research Repository People: Profiles Collections & Research: RDM Publication Citation: Research Online
  • 46. Click to edit Master title style Smithsonian Research Information Managment Public Access: Research Repository People: Profiles Collections & Research: RDM Impact: Bibliometrics/ScholComm Publication Citation: Research Online
  • 47. Click to edit Master title style Smithsonian Research Information Managment Public Access: Research Repository People: Profiles Collections & Research: RDM Impact: Bibliometrics/ScholComm Publication Citation: Research Online IDENTIFIERS
  • 48. Click to edit Master title style
  • 49. Click to edit Master title style Thank You! Alvin Hutchinson Richard Naples Scott Miller Suzanne Pilsk Thanks to these Smithsonian Staff for assistance in this presentation & The ARKs in the Open Team