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The concept of
mathematical proof: how
much trouble are we in?
Brendan Larvor
FPMW15 : 15ème French PhilMath Workshop 1
Abstract
Philosophers of mathematical practice have been discussing the nature of
mathematical proof for a quarter of a century, if we take Yehuda Rav's (1999) paper
as a point of origin. Recent developments in computer proof assistants have added
urgency to this discussion as it is now possible to create fully formalised proofs of
significant theorems in systems available to undergraduates (such as Lean). One
natural approach is to insist on the diversity (BUNTES Gemisch) of mathematical
proofs and argue that 'mathematical proof' is a Wittgensteinian family resemblance
concept or a cluster concept in the sense of Lakoff.
FPMW15 : 15ème French PhilMath Workshop 2
Abstract (cont.)
I will argue that neither of these approaches succeeds. We do not have a diversity
of discrete uses of the term 'proof', each unproblematic within its proper language-
game, because mathematics is not a constellation of discrete language-games, all
sealed off from each other (so the Wittgensteinian route is blocked). Nor do we
have a cluster of proof-like properties that combine to form a consistent
paradigmatic proof-concept (so the Lakoff route is blocked). Rather, we have a
single, rich, incoherent concept of mathematical proof. This is not a problem for
research mathematicians, but it does present difficulties for anyone committed to
making ideological use of the concept of proof and for everyone employed to teach
it.
FPMW15 : 15ème French PhilMath Workshop 3
We’ve been talking about proof 4
We’ve been talking about proof 5
How do proofs relate to formal proofs?
FPMW15 : 15ème French PhilMath Workshop 6
Statements of the ‘Standard View’
FPMW15 : 15ème French PhilMath Workshop 7
In practice, a proof is a sketch [esquisse], in
sufficient detail to make possible a routine
translation of this sketch into a formal proof…
...the test for the correctness of a proposed
proof is by formal criteria and not by reference
to the subject matter at issue.
(Saunders Mac Lane 1986 pp. 377-8).
The ultimate standard of proof is a formal
proof, which is nothing other than an unbroken
chain of logical inferences from an explicit set
of axioms. While this may be the
mathematical ideal of proof, actual
mathematical practice generally deviates
significantly from the ideal.
(Thomas Hales Dense Sphere Packings : a
Blueprint [photocalque] for Formal Proofs
2012, p. x)
Statements of the ‘Standard View’
FPMW15 : 15ème French PhilMath Workshop 8
Proof and truth… lie on opposite sides of the
syntax-semantics divide, for at bottom, a proof is
a kind of argument, a collection of assertations
structured syntactically in some way, while the
truth of an assertion is grounded in deeply
semantic issues concerning the way things are…
Proof… lies solidly on the syntactic side, since
ideally one can verify and analyze a proof as a
purely syntactic object, without a concept of
meaning and without ever interpreting the
language in any model.
(Joel D. Hamkins 2020, pp. 157-8)
Resistance:
Most contemporary mathematical
proofs are written in prose, essay-
style… In mathematical practice, a
proof is any sufficiently detailed
convincing mathematical argument
that logically establishes the truth
of a theorem from its premises.
(Op. cit. p. 160)
Statements of the ‘Standard View’
FPMW15 : 15ème French PhilMath Workshop 9
...the Formalizability Thesis should be given a very strict
reading, namely that
(i) every good proof has an underlying logical structure,
(ii) that structure is completely analyzed in the derivation
that formalizes the proof, and, finally
(iii) that derivation assures the correctness of the theorem
proved on the basis of the background assumptions
expressed by the axioms and rules of the system in
which the proof is formalized.
(Solomon Feferman, 2012)
Resistance:
The passage from informal to
formalized theory must entail
loss of meaning or change of
meaning.
(Reuben Hersh1997, p. 160).
Statements of the ‘Standard View’
FPMW15 : 15ème French PhilMath Workshop 10
On the standard view, [informal proofs] are only
high-level sketches that are intended to indicate
the existence of formal derivations. But providing
less information only exacerbates the problem…
(Jeremy Avigad 2020)
…an informal proof is a form of data
compression. Coding schemes for data
represent the most common patterns concisely,
reserving extra bits for those that are unusual
and unexpected.
(Op. cit.)
Resistance:
Comparing proof to a narrative allows
us to draw on intuitions regarding the
distinction between the plot and its
syntactic presentation. After reading
Pride and Prejudice, we can reliably
make the claims about the characters
and their motives, but we cannot
reliably make claims about the
number of occurrences of the letter
‘p.’
(Op. cit.)
Statements of the ‘Standard View’
FPMW15 : 15ème French PhilMath Workshop 11
…the notion of translation in the standard view is
quite different from the one of linguistic
translation. …a better analogy would be with the
process of compilation, that is, with the
‘translation’ of a computer program written in a
high-level programming language into machine
language
(Yacin Hamami 2019)
Avigad’s Heuristics for reliable informal proof
FPMW15 : 15ème French PhilMath Workshop 12
1. Reason by analogy
2. Modularize
3. Generalize
4. Use algebraic abstraction
5. Collect examples
6. Classify
7. Develop complementary approaches
8. Visualize
What to do with these various senses of ‘proof’?
FPMW15 : 15ème French PhilMath Workshop 13
What to do with these various senses of ‘proof’?
FPMW15 : 15ème French PhilMath Workshop 14
Weber (2014) Cluster model
1. A proof is a convincing argument that
convinces a knowledgeable mathematician
that a claim is true.
2. A proof is a deductive argument that does
not admit possible rebuttals.
3. A proof is a transparent argument where a
mathematician can fill in every gap (given
sufficient time and motivation), perhaps to
the level of being a formal derivation.
…
…
4. A proof is a perspicuous argument that
provides the reader with an understanding of
why a theorem is true.
5. A proof is an argument within a
representation system satisfying communal
norms.
6. A proof is an argument that has been
sanctioned by the mathematical community.
Proofs are not mathematical concepts; they are discursive concepts.
There is no property that distinguishes proofs from non-proofs. (Keith Weber)
What to do with these various senses of ‘proof’?
FPMW15 : 15ème French PhilMath Workshop 15
Birth
Nurturance
Female
Legal
Guardian
Father’s
wife
Lakoff’s
cluster
model of
motherhood
What to do with these various senses of ‘proof’?
FPMW15 : 15ème French PhilMath Workshop 16
…all ideas, in which a whole
process is promiscuously
comprehended, elude definition;
it is only that which has no
history, which can be defined.
(GM II 13)
Thank you
FPMW15 : 15ème French PhilMath Workshop 17

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The concept of proof: how much trouble are we in?

  • 1. The concept of mathematical proof: how much trouble are we in? Brendan Larvor FPMW15 : 15ème French PhilMath Workshop 1
  • 2. Abstract Philosophers of mathematical practice have been discussing the nature of mathematical proof for a quarter of a century, if we take Yehuda Rav's (1999) paper as a point of origin. Recent developments in computer proof assistants have added urgency to this discussion as it is now possible to create fully formalised proofs of significant theorems in systems available to undergraduates (such as Lean). One natural approach is to insist on the diversity (BUNTES Gemisch) of mathematical proofs and argue that 'mathematical proof' is a Wittgensteinian family resemblance concept or a cluster concept in the sense of Lakoff. FPMW15 : 15ème French PhilMath Workshop 2
  • 3. Abstract (cont.) I will argue that neither of these approaches succeeds. We do not have a diversity of discrete uses of the term 'proof', each unproblematic within its proper language- game, because mathematics is not a constellation of discrete language-games, all sealed off from each other (so the Wittgensteinian route is blocked). Nor do we have a cluster of proof-like properties that combine to form a consistent paradigmatic proof-concept (so the Lakoff route is blocked). Rather, we have a single, rich, incoherent concept of mathematical proof. This is not a problem for research mathematicians, but it does present difficulties for anyone committed to making ideological use of the concept of proof and for everyone employed to teach it. FPMW15 : 15ème French PhilMath Workshop 3
  • 4. We’ve been talking about proof 4
  • 5. We’ve been talking about proof 5
  • 6. How do proofs relate to formal proofs? FPMW15 : 15ème French PhilMath Workshop 6
  • 7. Statements of the ‘Standard View’ FPMW15 : 15ème French PhilMath Workshop 7 In practice, a proof is a sketch [esquisse], in sufficient detail to make possible a routine translation of this sketch into a formal proof… ...the test for the correctness of a proposed proof is by formal criteria and not by reference to the subject matter at issue. (Saunders Mac Lane 1986 pp. 377-8). The ultimate standard of proof is a formal proof, which is nothing other than an unbroken chain of logical inferences from an explicit set of axioms. While this may be the mathematical ideal of proof, actual mathematical practice generally deviates significantly from the ideal. (Thomas Hales Dense Sphere Packings : a Blueprint [photocalque] for Formal Proofs 2012, p. x)
  • 8. Statements of the ‘Standard View’ FPMW15 : 15ème French PhilMath Workshop 8 Proof and truth… lie on opposite sides of the syntax-semantics divide, for at bottom, a proof is a kind of argument, a collection of assertations structured syntactically in some way, while the truth of an assertion is grounded in deeply semantic issues concerning the way things are… Proof… lies solidly on the syntactic side, since ideally one can verify and analyze a proof as a purely syntactic object, without a concept of meaning and without ever interpreting the language in any model. (Joel D. Hamkins 2020, pp. 157-8) Resistance: Most contemporary mathematical proofs are written in prose, essay- style… In mathematical practice, a proof is any sufficiently detailed convincing mathematical argument that logically establishes the truth of a theorem from its premises. (Op. cit. p. 160)
  • 9. Statements of the ‘Standard View’ FPMW15 : 15ème French PhilMath Workshop 9 ...the Formalizability Thesis should be given a very strict reading, namely that (i) every good proof has an underlying logical structure, (ii) that structure is completely analyzed in the derivation that formalizes the proof, and, finally (iii) that derivation assures the correctness of the theorem proved on the basis of the background assumptions expressed by the axioms and rules of the system in which the proof is formalized. (Solomon Feferman, 2012) Resistance: The passage from informal to formalized theory must entail loss of meaning or change of meaning. (Reuben Hersh1997, p. 160).
  • 10. Statements of the ‘Standard View’ FPMW15 : 15ème French PhilMath Workshop 10 On the standard view, [informal proofs] are only high-level sketches that are intended to indicate the existence of formal derivations. But providing less information only exacerbates the problem… (Jeremy Avigad 2020) …an informal proof is a form of data compression. Coding schemes for data represent the most common patterns concisely, reserving extra bits for those that are unusual and unexpected. (Op. cit.) Resistance: Comparing proof to a narrative allows us to draw on intuitions regarding the distinction between the plot and its syntactic presentation. After reading Pride and Prejudice, we can reliably make the claims about the characters and their motives, but we cannot reliably make claims about the number of occurrences of the letter ‘p.’ (Op. cit.)
  • 11. Statements of the ‘Standard View’ FPMW15 : 15ème French PhilMath Workshop 11 …the notion of translation in the standard view is quite different from the one of linguistic translation. …a better analogy would be with the process of compilation, that is, with the ‘translation’ of a computer program written in a high-level programming language into machine language (Yacin Hamami 2019)
  • 12. Avigad’s Heuristics for reliable informal proof FPMW15 : 15ème French PhilMath Workshop 12 1. Reason by analogy 2. Modularize 3. Generalize 4. Use algebraic abstraction 5. Collect examples 6. Classify 7. Develop complementary approaches 8. Visualize
  • 13. What to do with these various senses of ‘proof’? FPMW15 : 15ème French PhilMath Workshop 13
  • 14. What to do with these various senses of ‘proof’? FPMW15 : 15ème French PhilMath Workshop 14 Weber (2014) Cluster model 1. A proof is a convincing argument that convinces a knowledgeable mathematician that a claim is true. 2. A proof is a deductive argument that does not admit possible rebuttals. 3. A proof is a transparent argument where a mathematician can fill in every gap (given sufficient time and motivation), perhaps to the level of being a formal derivation. … … 4. A proof is a perspicuous argument that provides the reader with an understanding of why a theorem is true. 5. A proof is an argument within a representation system satisfying communal norms. 6. A proof is an argument that has been sanctioned by the mathematical community. Proofs are not mathematical concepts; they are discursive concepts. There is no property that distinguishes proofs from non-proofs. (Keith Weber)
  • 15. What to do with these various senses of ‘proof’? FPMW15 : 15ème French PhilMath Workshop 15 Birth Nurturance Female Legal Guardian Father’s wife Lakoff’s cluster model of motherhood
  • 16. What to do with these various senses of ‘proof’? FPMW15 : 15ème French PhilMath Workshop 16 …all ideas, in which a whole process is promiscuously comprehended, elude definition; it is only that which has no history, which can be defined. (GM II 13)
  • 17. Thank you FPMW15 : 15ème French PhilMath Workshop 17